103 ADVISORY GROUP

Latest filing: Jul 09, 2024 (113 days ago)

AUM

$189,148,894
32% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

3
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

CHICAGO, IL
231 S. LASALLE STREET, CHICAGO, IL, UNITED STATES, 60604

Client AUM

Discretion AUM
Discretionary $0.2
Non-Discretionary $0.0
Total $0.2
Client AUM
Retail $0.2
Pooled $0.0
Institutional $0.0
Total $0.2
Retail Accounts AUM
Individual 38 $0.0
Average Individual AUM $450,192
HNW 20 $0.2
Average HNW AUM $8,602,080
Retail Total 58 $0.2
Average Retail AUM $3,261,188

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 34% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 9% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 53% $0.1
Other Pools 0% $0.0
Cash 4% $0.0
Other 0% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

1 active

Name Title
MILTON, RICHARD, JASON MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

3 active representatives found

Name City State Exams Designations
RICHARD MILTON CHICAGO IL S63|2002-01-14 CHARTERED FINANCIAL ANALYST
JOHN MARISCALCO CHICAGO IL S66|2007-09-22 CHARTERED FINANCIAL ANALYST
JUSTIN MAFFUCCI CHICAGO IL S66|2018-03-02|S65|2023-11-30

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.2 $0.0 0% 3 0 0%
2024-04-02 $0.2 $0.0 0% 3 0 0%
2023-04-04 $0.1 $0.0 32% 3 0 0%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, IL-04/08/2022, NE-01/31/2023, TX-01/31/2023
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV