ADAPTFIRST INVESTMENTS LLC
Latest filing: Oct 03, 2024 (27 days ago)
AUM
$55,304,957
change vs. 1 year ago
change vs. 3 years ago
change vs. 5 years ago
change vs. 10 years ago
Employee Count
12
change vs. 1 year ago
change vs. 3 years ago
change vs. 5 years ago
change vs. 10 years ago
Main Office
, NC
, , NC, ,
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 509 | $0.0 |
| Average Individual AUM | $69,035 | |
| HNW | 37 | $0.0 |
| Average HNW AUM | $545,035 | |
| Retail Total | 546 | $0.1 |
| Average Retail AUM | $101,291 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL SMITH | GREENSBORO | NC | S63|1994-03-24|S65|2014-05-20 | CHARTERED FINANCIAL CONSULTANT | |||||
| JARED GIBBS | GREENSBORO | NC | S65|2023-11-13 | ||||||
| RYAN GEHSMANN | GREENSBORO | NC | S66|2016-05-26 | ||||||
| LESLIE GARNER | GREENSBORO | NC | S66|2015-03-18 | CERTIFIED FINANCIAL PLANNER | |||||
| GEORGE KITCHEN | GREENSBORO | NC | S63|2010-09-10|S66|2021-08-05 | ||||||
| ROBERT MASTEN | GREENSBORO | NC | S63|2002-01-25|S65|2007-07-24 | ||||||
| BOBBY WRIGHT | GREENSBORO | NC | S65|2021-01-04 | ||||||
| JAMES EDDINGTON | GREENSBORO | NC | S66|2013-04-23 | ||||||
| GREGORY SCHLAUDECKER | GREENSBORO | NC | S63|1990-08-03|S65|1998-06-24 | ||||||
| WALTER LASLEY | GREENSBORO | NC | S63|1982-07-27|S66|2009-01-23 | ||||||
| TRISTEN GADBERRY | GREENSBORO | NC | S65|2018-03-09 | ||||||
| JAMES BYERS | GREENSBORO | NC | S63|2006-07-07|S65|2009-01-09 | ||||||
| CHARLES FREEMAN | GREENSBORO | NC | S63|2002-01-30|S66|2006-02-25 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA-02/23/2021, FL-06/06/2022, GA-07/31/2023, IN-06/12/2023, MD-01/25/2021, NC-08/09/2017, NY-10/14/2020, OH-09/01/2020, SC-04/16/2021, TX-02/16/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT NEWSLETTERS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV