AIS PLANNING
Latest filing: Mar 07, 2025 (35 days ago)
AUM
$334,822,289
change vs. 1 year ago
change vs. 3 years ago
change vs. 5 years ago
change vs. 10 years ago
Employee Count
13
change vs. 1 year ago
change vs. 3 years ago
change vs. 5 years ago
change vs. 10 years ago
Main Office
ST. CLOUD, MN
622 ROOSEVELT ROAD, ST. CLOUD, MN, UNITED STATES, 56301
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 342 | $0.1 |
| Average Individual AUM | $272,584 | |
| HNW | 134 | $0.2 |
| Average HNW AUM | $1,773,586 | |
| Retail Total | 476 | $0.3 |
| Average Retail AUM | $695,135 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SARAH NOBLE | ST. CLOUD | MN | S63|2018-11-02|S65|2019-09-30 | ||||||
| TAMI MAYERS | ST. CLOUD | MN | S63|2018-11-27|S65|2022-07-21 | ||||||
| JASON HALLONQUIST | ST. CLOUD | MN | S63|1993-01-08|S65|2001-05-08 | CERTIFIED FINANCIAL PLANNER | |||||
| TERESA BAWDEN | ST. CLOUD | MN | S65|2022-03-01 | ||||||
| NATHAN GOEBEL | ST. CLOUD | MN | S66|2017-11-06 | CERTIFIED FINANCIAL PLANNER | |||||
| CATHY JUILFS | ST. CLOUD | MN | S66|1997-11-12 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTOPHER DUKE | ST. CLOUD | MN | S65|2019-07-16 | CERTIFIED FINANCIAL PLANNER | |||||
| CHARLES SHAEFER | ST. CLOUD | MN | S63|1981-04-10 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ-04/21/2022, FL-12/03/2014, MN-12/15/2008, TX-01/09/2009 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV