ALCENTRA NY, LLC
Latest filing: Sep 26, 2024 (56 days ago)
AUM
$16,381,867,239
-2% change vs. 1 year ago
-22% change vs. 3 years ago
2% change vs. 5 years ago
171% change vs. 10 years ago
Employee Count
26
18% change vs. 1 year ago
-49% change vs. 3 years ago
-77% change vs. 5 years ago
-57% change vs. 10 years ago
Main Office
NEW YORK, NY
9 WEST 57TH STREET, NEW YORK, NY, UNITED STATES, 10019
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $16.2 |
| Non-Discretionary | $0.2 |
| Total | $16.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $14.8 |
| Institutional | $1.6 |
| Total | $16.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BNYM (LUXEMBOURG) S.A. | LUXEMBOURG--LUX | $0.7 |
| STATE STREET | BOSTON-MA-USA | $0.6 |
| NORTHERN TRUST | CHICAGO-IL-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 8% | $0.1 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 19% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 71% | $1.2 |
| Total | 101% | $1.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BENEFIT STREET PARTNERS L.L.C. | $28.3 | 158672 | |
| ALCENTRA LIMITED | $20.4 | 160617 | |
| BSP CLO MANAGEMENT LLC | $4.2 | 304962 | |
| FRANKLIN BSP CAPITAL ADVISER LLC | $0.5 | 307684 | |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND II GP, LLC | $0.0 | - | |
| ALCENTRA JERSEY GP LIMITED PARTNERSHIP | $0.0 | - | |
| ASCOF IV GP LIMITED | $0.0 | - | |
| CSCOF III GP LIMITED | $0.0 | - | |
| ALCENTRA S.A.R.L. | $0.0 | - | |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND GP, LLC | $0.0 | - | |
| ALCENTRA HIGH YIELD | $0.0 | - | |
| THE BANK OF NEW YORK MELLON | $0.0 | - | |
| MUFG FUND SERVICES (CAYMAN) LIMITED | $0.0 | - | |
| BROWN BROTHERS HARRIMAN TRUST COMPANY (CAYMAN LIMITED) | $0.0 | - | |
| BNY MELLON GLOBAL CREDIT ALTERNATIVES FUND MANAGER, LLC | $0.0 | - | |
| CVF GP LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| MARTOKEN, BRYAN, ROGER | CHIEF FINANCIAL OFFICER |
| BYRNE, RICHARD, JAN | PRESIDENT |
| MCMILLAN, ALEXANDER, HOWE | CHIEF COMPLIANCE OFFICER |
| GAHAN, THOMAS, JAMES | CHIEF INVESTMENT OFFICER, CHAIRMAN |
| MANLOWE, DAVID, JOSEPH | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER |
| SCHOCH, HENRY | CHIEF ACCOUNTING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $16.4 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $16.4 | $0.0 | 0% | 26 | 0 | 0% |
| 2023-04-04 | $16.8 | -$0.4 | -2% | 22 | 4 | 18% |
| 2022-04-01 | $19.9 | -$3.5 | -18% | 50 | -24 | -48% |
| 2021-04-05 | $21.0 | -$4.6 | -22% | 51 | -25 | -49% |
| 2020-04-01 | $17.2 | -$0.8 | -5% | 149 | -123 | -83% |
| 2019-04-01 | $16.1 | $0.3 | 2% | 113 | -87 | -77% |
| 2018-04-02 | $16.6 | -$0.3 | -2% | 113 | -87 | -77% |
| 2017-04-01 | $12.0 | $4.4 | 36% | 73 | -47 | -64% |
| 2016-04-01 | $11.1 | $5.3 | 47% | 76 | -50 | -66% |
| 2015-04-01 | $6.9 | $9.4 | 136% | 63 | -37 | -59% |
| 2014-04-01 | $6.0 | $10.3 | 171% | 61 | -35 | -57% |
| 2013-04-01 | $5.4 | $10.9 | 201% | 50 | -24 | -48% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, DE-01/30/2023, FL-01/30/2023, MA-01/30/2023, MN-01/30/2023, NY-01/30/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV