ALDEN CAPITAL

Latest filing: Mar 19, 2024 (225 days ago)

AUM

$657,249,584
9% change vs. 1 year ago
37% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

19
-5% change vs. 1 year ago
90% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

WAYNE, NY
37 WEST AVE, WAYNE, NY, UNITED STATES, 19087

Client AUM

Discretion AUM
Discretionary $0.3
Non-Discretionary $0.4
Total $0.7
Client AUM
Retail $0.3
Pooled $0.0
Institutional $0.4
Total $0.7
Retail Accounts AUM
Individual 601 $0.2
Average Individual AUM $344,007
HNW 282 $0.1
Average HNW AUM $258,957
Retail Total 883 $0.3
Average Retail AUM $316,845

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG-FL-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.6
Retail SMA AUM $0.3
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ALDEN INVESTMENT ADVISORS, LLC $0.3 317077
EQUALIZE CAPITAL LLC $0.1 300640
COMPASS FINANCIAL ADVISORS, LLC $0.0 128319
J. ALDEN ASSOCIATES, INC. $0.0 broker-dealer 40002

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
SMITH, KENNETH, RICHARD CHIEF COMPLIANCE OFFICER
CALFO, LEE, ALBERT CHIEF EXECUTIVE OFFICER, CHIEF EXECUTIVE OFFICER
MULQUEEN, JOHN, FRANCIS CHIEF OPERATING OFFICER
VAN HORN, KAREN, M. CHIEF RISK OFFICER
WILLIAMS, AARON, LEE MANAGING DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

16 active representatives found

Name City State Exams Designations
MICHAEL FREDERICK WAYNE PA S66|1999-11-16 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
WILLIAM ATKINS WAYNE PA S66|2011-11-07
JAMES PEPPERMAN WAYNE PA S63|1994-07-15|S65|1999-07-12
CHRISTOPHER COLORACCI WAYNE PA S63|1996-10-03|S65|1996-10-28
JASON O'DONNELL WAYNE PA S63|2000-09-18|S66|2008-02-12
CHARLES WISNER WAYNE PA S63|1981-08-17|S65|1992-12-18
JOHN COLUCCI WAYNE PA S66|2010-10-19
TEDD MEYER WAYNE PA S66|2019-08-19
ANTHONY MCCRACKEN WAYNE PA S63|2012-01-09 CERTIFIED FINANCIAL PLANNER
RICHARD CHEBOOKJIAN WAYNE PA S66|2013-09-06
BRANDON SKUPSKI WAYNE PA S66|2008-12-24
JOHN MULQUEEN WAYNE PA S65|2012-08-16|S63|2018-04-26
PAUL LAFOUNTAIN WAYNE PA S65|2022-07-14
ROBERT FISH WAYNE PA S63|1989-07-13
LEE CALFO WAYNE PA S63|2004-05-07|S65|2008-02-01
FREDERICK PETERS WAYNE PA S65|2014-08-26

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.7 $0.0 0% 19 0 0%
2024-04-02 $0.7 $0.0 0% 19 0 0%
2023-04-04 $0.6 $0.1 9% 20 -1 -5%
2022-04-01 $0.7 $0.0 -2% 30 -11 -37%
2021-04-05 $0.5 $0.2 37% 10 9 90%
2020-04-01 $0.3 $0.4 145% 10 9 90%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY-10/10/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV