AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $228.8 |
Non-Discretionary | $0.8 |
Total | $229.6 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $205.2 |
Institutional | $24.3 |
Total | $229.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $9.1 |
HSBC BANK PLC | LONDON--GBR | $4.4 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $3.3 |
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $24.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $24.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 89% | $21.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.7 |
Municipal | 0% | $0.0 |
Sovereign | 1% | $0.2 |
IG Credit | 2% | $0.5 |
HY Credit | 0% | $0.0 |
Derivatives | 2% | $0.5 |
Investment Companies | 1% | $0.2 |
Other Pools | 2% | $0.5 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $24.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. | $1.9 | 290043 | |
AMERICAN CENTURY PRIVATE INVESTMENTS GP I, LLC | $0.0 | - | |
AMERICAN CENTURY INVESTMENT MANAGEMENT (ASIA PACIFIC) LIMITED | $0.0 | - | |
AMERICAN CENTURY INVESTMENT MANAGEMENT (UK) LIMITED | $0.0 | - | |
AMERICAN CENTURY INVESTMENT MANAGEMENT (AU) PTY LIMITED | $0.0 | - | |
AMERICAN CENTURY INVESTMENT SERVICES, INC. | $0.0 | broker-dealer | 17437 |
AMERICAN CENTURY INVESTMENTS (EU) GMBH | $0.0 | - | |
AMERICAN CENTURY PRIVATE INVESTMENTS GP II, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
Name | Title |
---|---|
SHELTON, AMY, DIANE | CHIEF COMPLIANCE OFFICER |
BANNIGAN, PATRICK, THOMAS | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, VICE PRESIDENT, DIRECTOR AND TREASURER |
ZHANG, VICTOR, SHENG | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & DIRECTOR |
CHANG, CLEO, CHENGPEI | SENIOR VICE PRESIDENT AND DIRECTOR |
PAK, JOHN, DONGJIN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $229.6 | $0.0 | 0% | 225 | 0 | 0% |
2024-04-02 | $229.6 | $0.0 | 0% | 225 | 0 | 0% |
2023-04-04 | $215.3 | $14.3 | 7% | 213 | 12 | 6% |
2022-04-01 | $234.3 | -$4.8 | -2% | 216 | 9 | 4% |
2021-04-05 | $209.4 | $20.2 | 10% | 190 | 35 | 18% |
2020-04-01 | $178.2 | $51.3 | 29% | 202 | 23 | 11% |
2019-04-01 | $159.3 | $70.2 | 44% | 182 | 43 | 24% |
2018-04-02 | $179.7 | $49.9 | 28% | 181 | 44 | 24% |
2017-04-01 | $160.1 | $69.4 | 43% | 171 | 54 | 32% |
2016-04-01 | $137.4 | $92.1 | 67% | 168 | 57 | 34% |
2015-04-01 | $149.5 | $80.0 | 54% | 152 | 73 | 48% |
2014-04-01 | $138.8 | $90.8 | 65% | 143 | 82 | 57% |
2013-04-01 | $129.3 | $100.3 | 78% | 140 | 85 | 61% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
MO, CA-09/09/1997, CT-03/31/2011, MO-03/24/1980, NY-03/31/2009, OR-09/08/2023 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV