ARES MANAGEMENT LLC
Latest filing: Aug 27, 2024 (86 days ago)
AUM
$314,926,162,888
24% change vs. 1 year ago
126% change vs. 3 years ago
263% change vs. 5 years ago
778% change vs. 10 years ago
Employee Count
2,919
23% change vs. 1 year ago
123% change vs. 3 years ago
208% change vs. 5 years ago
666% change vs. 10 years ago
Main Office
LOS ANGELES, CA
1800 AVENUE OF THE STARS, LOS ANGELES, CA, UNITED STATES, 90067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $299.1 |
| Non-Discretionary | $15.8 |
| Total | $314.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $281.4 |
| Institutional | $33.5 |
| Total | $314.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $12.2 |
| CITIBANK, NA | NEW YORK-NY-USA | $7.7 |
| NORTHERN TRUST | CHICAGO-IL-USA | $4.6 |
| STATE STREET GLOBAL SERVICES | BOSTON-MA-USA | $4.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $33.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $33.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 14% | $4.7 |
| HY Credit | 12% | $4.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 5% | $1.7 |
| Other Pools | 23% | $7.7 |
| Cash | 4% | $1.3 |
| Other | 39% | $13.1 |
| Total | 98% | $32.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ARES CAPITAL MANAGEMENT LLC | $68.6 | 131619 | |
| ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC | $26.5 | 159050 | |
| IVY HILL ASSET MANAGEMENT, L.P. | $13.7 | 161608 | |
| ARES CAPITAL MANAGEMENT II LLC | $5.3 | 157292 | |
| CION ARES MANAGEMENT, LLC | $4.7 | 284930 | |
| SDL MANAGEMENT III LTD | $0.0 | - | |
| CRESCENT INSTITUTIONAL INVESTMENT MANAGEMENT LTD | $0.0 | - | |
| ACME PC MANAGEMENT LP | $0.0 | - | |
| CRESCENT HOLDINGS SPV LTD | $0.0 | - | |
| CRESCENT CAPITAL MANAGEMENT LTD. | $0.0 | - | |
| CRESCENT CAPITAL INVESTMENTS LTD. | $0.0 | - | |
| CPV 88 LTD. | $0.0 | - | |
| CPSA LTD | $0.0 | - | |
| ARES SECONDARIES INFRASTRUCTURE SOLUTIONS III MANAGEMENT, L.P. | $0.0 | - | |
| ARES MEC 2023 GP LLC | $0.0 | - | |
| CRESCENT CAPITAL INVESTMENTS II LTD. | $0.0 | - | |
| CRESCENT ACSO INVESTMENT MANAGEMENT LTD | $0.0 | - | |
| ARES PRIME DC CO-INVEST GP, L.P. | $0.0 | - | |
| APO (A) GP LLC | $0.0 | - | |
| VENETO HOLDINGS LTD. | $0.0 | - | |
| WINDCHIME ADVISORY LTD. | $0.0 | - | |
| AREOF IV CO-INVEST P ADVISORS, L.P. | $0.0 | - | |
| ARES CIP MANAGEMENT II, L.P. | $0.0 | - | |
| ARES CIP MANAGEMENT III C LLC | $0.0 | - | |
| ARES CREDIT SECONDARIES MANAGEMENT LP | $0.0 | - | |
| ARES CREDIT SECONDARIES MANAGEMENT S.À. R.L. | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS V (X2) GP LLC | $0.0 | - | |
| ARES IDF ECX GP S.À R.L | $0.0 | - | |
| ARES MC CREDIT SECONDARIES MANAGEMENT LLC | $0.0 | - | |
| ARES MC EUROPEAN REAL ESTATE DEBT ADVISORS II LP | $0.0 | - | |
| CRESCENT INVESTMENT MANAGEMENT II LTD. | $0.0 | - | |
| CRESCENT INVESTMENT MANAGEMENT III LTD. | $0.0 | - | |
| CRFM INVESTMENTS LTD | $0.0 | - | |
| HORA GP LTD. | $0.0 | - | |
| ARES MEZZANINE OFFSHORE PARTNERS GP, L.P. | $0.0 | - | |
| ARES CAPITAL EUROPE IV GP (DELAWARE), L.P. | $0.0 | - | |
| AREG KENNEDY CO-INVEST ADVISORS S.A R.L. | $0.0 | - | |
| ARES ECSF IX (C) GP, L.P. | $0.0 | - | |
| IVY HILL PDS IV GP LLC | $0.0 | - | |
| ARES CIP MANAGEMENT, L.P. | $0.0 | - | |
| AREA-CAELUS CO-INVEST ADVISORS LP | $0.0 | - | |
| ARES MIDWAY GP, L.P. | $0.0 | - | |
| ACOF IV ATD CO-INVEST MANAGEMENT, LLC | $0.0 | - | |
| ARES CAPITAL CORPORATION | $0.0 | - | |
| ARES MANAGEMENT CAPITAL MARKETS LLC | $0.0 | broker-dealer | 166219 |
| ARES MEC 2019 GP LLC | $0.0 | - | |
| ARES UK CSF GP, LP | $0.0 | - | |
| ACE III GP (SCOTLAND) LLP | $0.0 | - | |
| EIF CHANNELVIEW GP, LLC | $0.0 | - | |
| SSG CAPITAL PARTNERS V GP, LTD. | $0.0 | - | |
| ACOF MANAGEMENT III, L.P. | $0.0 | - | |
| AEPEP (SCOTLAND) GP II, LLP | $0.0 | - | |
| ARES EPEP III (LUX) GP S.A R.L. | $0.0 | - | |
| ARES WEALTH MANAGEMENT SOLUTIONS, LLC | $0.0 | broker-dealer | 119546 |
| AREG MAKENA CO-INVEST ADVISORS II, LLC | $0.0 | - | |
| ARES SSG SECURED LENDING OPPORTUNITIES III GP, LTD | $0.0 | - | |
| ARES ECSF VI (B) GP, LP | $0.0 | - | |
| SSG SECURED LENDING OPPORTUNITIES II GP, LTD. | $0.0 | - | |
| SSG CAPITAL PARTNERS I GP, L.P. | $0.0 | - | |
| EIF OREGON GP, LLC | $0.0 | - | |
| ARES ECSF VII (PALO VERDE) GP, LP | $0.0 | - | |
| ARES DIRECT FINANCE GP LLC | $0.0 | - | |
| ARES INSTITUTIONAL HIGH YIELD GP LLC | $0.0 | - | |
| ACOF ASIA MANAGEMENT, L.P. | $0.0 | - | |
| AEOF MANAGEMENT GP LLC | $0.0 | - | |
| PRIVATE OPPORTUNITIES (P) GP LTD | $0.0 | - | |
| AREG HUSH CO-INVEST VEHICLE III ADVISORS, LP | $0.0 | - | |
| ARES EUROPEAN REAL ESTATE ADVISORS (LUX) V S.À R.L. | $0.0 | - | |
| ARES CREDIT CO-INVEST GP LLC | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS B, L.P. | $0.0 | - | |
| IVY HILL VIII CO-INVEST GP LLC | $0.0 | - | |
| ARES INCOME OPPORTUNITY GP, LP | $0.0 | - | |
| AREG IBERIAN RESIDENTIAL ADVISORS (LUX) S.A R.L. | $0.0 | - | |
| ARES US REAL ESTATE VIII ADVISORS, L.P. | $0.0 | - | |
| AREA UK CO-INVEST, L.P. | $0.0 | - | |
| ARES MEZZANINE PARTNERS GP, L.P. | $0.0 | - | |
| LANDMARK PARTNERS XV, LLC | $0.0 | - | |
| LANDMARK PARTNERS XVI-GP L.P. | $0.0 | - | |
| ARES REAL ESTATE ENHANCED INCOME ADVISORS, LLC | $0.0 | - | |
| AEPEP III N STRATEGIC CO-INVEST GP, L.P. | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS VIII (M) GP LLC | $0.0 | - | |
| ARES HORIZON GP S.A R.L. | $0.0 | - | |
| ARES INFRA DEBT ASIA NO. 1 (GP) S.À R.L. | $0.0 | - | |
| ARES MCSF (IL) MANAGEMENT LLC | $0.0 | - | |
| ARES ASIA DIRECT LENDING GP LTD | $0.0 | - | |
| AIP GP LLC | $0.0 | - | |
| ACOF MANAGEMENT IV, L.P. | $0.0 | - | |
| ARES PCS MANAGEMENT II, L.P. | $0.0 | - | |
| IVY HILL REVOLVER MANAGEMENT GP, LLC | $0.0 | - | |
| LANDMARK REAL ESTATE FUND VII-GP, L.P. | $0.0 | - | |
| ACLOF III GP LLC | $0.0 | - | |
| AREG STAR AND GARTER CO-INVEST ADVISORS, L.P. | $0.0 | - | |
| ARES ICOF III GP LP | $0.0 | - | |
| ARES EIF MANAGEMENT V, L.P. | $0.0 | - | |
| ARES CREDIT HEDGE GP LLC | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS F, L.P. | $0.0 | - | |
| ARES US REAL ESTATE IX ADVISORS, L.P. | $0.0 | - | |
| ACOF LUX MANAGEMENT VII S.À R.L. | $0.0 | - | |
| ACOF MANAGEMENT VII, L.P. | $0.0 | - | |
| AMBITION II GP LLC | $0.0 | - | |
| APF MANAGEMENT II, L.P. | $0.0 | - | |
| AIC MANAGEMENT LTD. | $0.0 | - | |
| WST GP LTD. | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS VII (CP) GP LLC | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS II (G) GP LLC | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS III (K) GP LLC | $0.0 | - | |
| ACOF MANAGEMENT VI, L.P. | $0.0 | - | |
| ARES CAPITAL EUROPE V GP S.A R.L. | $0.0 | - | |
| LANDMARK HUDSON FUND GP, L.P. | $0.0 | - | |
| LANDMARK PARTNERS 1907 FUND I GP, LLC | $0.0 | - | |
| AEIF LINDEN GP, LLC | $0.0 | - | |
| LANDMARK RA PARTNERS II GP, L.P. | $0.0 | - | |
| LANDMARK ASPIDA FUND GP, L.P. | $0.0 | - | |
| IPT BTC II GP LLC | $0.0 | - | |
| AMBITION GP LLC | $0.0 | - | |
| LANDMARK PARTNERS XVII-GP L.P. | $0.0 | - | |
| ARES SSG CAPITAL PARTNERS VI GP, LTD. | $0.0 | - | |
| APF MANAGEMENT, L.P. | $0.0 | - | |
| ARES TLAS GP LLC | $0.0 | - | |
| ARES CHULA VISTA GP, L.P. | $0.0 | - | |
| ARES EF VI (LUX) GP S.A R.L. | $0.0 | - | |
| ARES MCSF (M) MANAGEMENT LLC | $0.0 | - | |
| ARES PAN-EUROPEAN LOGISTICS GP, L.P. | $0.0 | - | |
| ARES PBN HOLDINGS GP LTD. | $0.0 | - | |
| AEVF MANAGEMENT GP LLC | $0.0 | - | |
| ARES SP MANAGEMENT LLC | $0.0 | - | |
| AIREF CAYMAN GP LLC | $0.0 | - | |
| IVY HILL REVOLVER MANAGEMENT II GP, LLC | $0.0 | - | |
| APF MANAGEMENT GP LLC | $0.0 | - | |
| ARES JASPER GP, LP | $0.0 | - | |
| ARES EUROPEAN REAL ESTATE ADVISORS V, L.P. | $0.0 | - | |
| ARES MC INVESTMENTS MANAGEMENT, LTD. | $0.0 | - | |
| LANDMARK REAL ESTATE FUND VIII-GP, L.P. | $0.0 | - | |
| LANDMARK REAL ESTATE GP VII OFFSHORE LIMITED | $0.0 | - | |
| AMERICAN CAPITAL EQUITY MANAGEMENT II, LLC | $0.0 | - | |
| NCL FUND GP, L.P. | $0.0 | - | |
| LANDMARK PARTNERS 1907 FUND III GP, LP | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS IV (A) GP LLC | $0.0 | - | |
| ARES CSF MANAGEMENT III, L.P. | $0.0 | - | |
| ASOF DIRECT INVESTMENTS (A) GP, LLC | $0.0 | - | |
| ASSF MANAGEMENT III, L.P. | $0.0 | - | |
| ARES CAPITAL EURO GP, L.P. | $0.0 | - | |
| AREG LPKC ADVISORS, L.P. | $0.0 | - | |
| ACOF MANAGEMENT VI GP LLC | $0.0 | - | |
| ARES CLO FUNDING I GP LLC | $0.0 | - | |
| ARES US REAL ESTATE ADVISORS X, L.P. | $0.0 | - | |
| ARES ECSF X (T) GP LLC | $0.0 | - | |
| LANDMARK GROWTH CAPITAL PARTNERS, LLC | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS A, L.P. | $0.0 | - | |
| LANDMARK PARTNERS XIV, LLC | $0.0 | - | |
| SPRING BRIDGE PARTNERS GP, L.P. | $0.0 | - | |
| ARES US REAL ESTATE OPPORTUNITY ADVISORS III, L.P. | $0.0 | - | |
| AEPEP II N GP, L.P. | $0.0 | - | |
| ARES INSTITUTIONAL LOAN FUND GP, LLC | $0.0 | - | |
| ARES CIP US REAL ESTATE OPPORTUNITY ADVISORS, L.P. | $0.0 | - | |
| ARES GLOBAL HIGH GRADE CLO DEBT FUND GP, LLC | $0.0 | - | |
| NCL FUND III, GP, L.P. | $0.0 | - | |
| SSG SECURED LENDING OPPORTUNITIES I GP, LTD. | $0.0 | - | |
| AREG HUSH CO-INVEST VEHICLE I ADVISORS, LP | $0.0 | - | |
| ARES SDL CAPITAL INVESTORS GP LLC | $0.0 | - | |
| COLUMBUS OPPORTUNITY PARTNERS GP, LLC | $0.0 | - | |
| ARES SECURED INCOME FUND GP LLC | $0.0 | - | |
| ACOF MANAGEMENT, L.P. | $0.0 | - | |
| LANDMARK PARTNERS XIII, LLC | $0.0 | - | |
| ARES ECSF II (B) GP, L.P. | $0.0 | - | |
| ARES AUSTRALIA MANAGEMENT PTY LIMITED | $0.0 | - | |
| ARES ECSF IV (M) GP LP | $0.0 | - | |
| ARES HICOF MANAGEMENT GP LLC | $0.0 | - | |
| ARES EPEP III (CAYMAN) GP, L.P. | $0.0 | - | |
| ARES CSF MANAGEMENT I, L.P. | $0.0 | - | |
| APC MANAGEMENT, L.P. | $0.0 | - | |
| APOLLO EU REAL ESTATE ADVISORS III (CAYMAN GP), LLC | $0.0 | - | |
| LANDMARK REAL ESTATE FUND IX-GP, L.P. | $0.0 | - | |
| ARES GLOBAL MULTI-ASSET CREDIT GP LLC | $0.0 | - | |
| ARES GROUND LEASE GP, L.P. | $0.0 | - | |
| LANDMARK REAL ESTATE FUND V, LLC | $0.0 | - | |
| LANDMARK REAL ESTATE FUND VI, LLC | $0.0 | - | |
| CHENGDU ARES YUANJIA EQUITY INVESTMENT FUND MANAGEMENT GP LP | $0.0 | - | |
| ARES EUROPEAN REAL ESTATE ADVISORS III, L.P. | $0.0 | - | |
| SSG CAPITAL PARTNERS IV GP, LTD. | $0.0 | - | |
| ARES US REAL ESTATE DEVELOPMENT AND REDEVELOPMENT ADVISORS II, L.P. | $0.0 | - | |
| EIF US POWER II, LLC | $0.0 | - | |
| IVY HILL INVESTMENT HOLDINGS, LLC | $0.0 | - | |
| AEIF KLEEN GP, LLC | $0.0 | - | |
| ARES ECSF XII (Z) GP S.À R.L | $0.0 | - | |
| AEPEP GP II, LLC | $0.0 | - | |
| AEVF MANAGEMENT LP | $0.0 | - | |
| ASSF MANAGEMENT IV, L.P. | $0.0 | - | |
| ARES CAPITAL EUROPE IV GP S.AR.L. | $0.0 | - | |
| ARES CACTUS MANAGEMENT GP, L.P. | $0.0 | - | |
| AREG 601 W. 29 CO-INVEST ADVISORS LP | $0.0 | - | |
| ARES EUROPEAN REAL ESTATE ADVISORS IV, L.P. | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS I (C) GP LLC | $0.0 | - | |
| AREG IBERIAN RESIDENTIAL ADVISORS (DEL), L.P. | $0.0 | - | |
| SSG CAPITAL PARTNERS III GP, L.P. | $0.0 | - | |
| ARES MASTER EMPLOYEE CO-INVEST 2015 GP LLC | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS E, L.P. | $0.0 | - | |
| ARES GLOBAL CREDIT GP S.A. R.L | $0.0 | - | |
| ARES MSCF V (H) GP, L.P. | $0.0 | - | |
| ARES HICOF MANAGEMENT L.P. | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS C, L.P. | $0.0 | - | |
| ARES PE CO-INVEST GP LLC | $0.0 | - | |
| LANDMARK PARTNERS 1907 FUND II GP, LLC | $0.0 | - | |
| ARES HICOF II MANAGEMENT LP | $0.0 | - | |
| ARES REAL ESTATE SECURED INCOME ADVISORS, LLC | $0.0 | - | |
| ARES US REAL ESTATE OPPORTUNITY ADVISORS, L.P. | $0.0 | - | |
| ARES ECSF V (G) GP, LP | $0.0 | - | |
| ARES DIRECT INVESTMENTS (AC) GP LLC | $0.0 | - | |
| ARES SME MANAGEMENT, L.P. | $0.0 | - | |
| AEOF MANAGEMENT, L.P. | $0.0 | - | |
| ARES PCS MANAGEMENT LP | $0.0 | - | |
| ARES ECSF III (A) GP, L.P. | $0.0 | - | |
| ARES EUROPEAN LOAN FUNDING GP LIMITED | $0.0 | - | |
| ACOF MANAGEMENT V, L.P. | $0.0 | - | |
| ARES CENTRE STREET GP, INC. | $0.0 | - | |
| IVY HILL PDS II GP, LLC | $0.0 | - | |
| ASOF MANAGEMENT, L.P. | $0.0 | - | |
| SSG CAPITAL PARTNERS II GP, L.P. | $0.0 | - | |
| ARES ICOF II GP, LLC | $0.0 | - | |
| EIF US POWER IV, LLC | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS V (X) GP LLC | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS VI (N) GP LLC | $0.0 | - | |
| ARES CSF OPERATING MANAGER III LLC | $0.0 | - | |
| ARES EUROPEAN REAL ESTATE ADVISORS IV (CAYMAN GP), LLC | $0.0 | - | |
| ARES CIP (V) GP LLC | $0.0 | - | |
| APSECURITIES LLC | $0.0 | - | |
| ARES EUROPEAN CREDIT INVESTMENTS IX (AF) GP LLC | $0.0 | - | |
| AREG HUSH CO-INVEST VEHICLE II ADVISORS, LP | $0.0 | - | |
| NCL FUND II GP, L.P. | $0.0 | - | |
| ARES ICOF III GP LLC | $0.0 | - | |
| ARES MC EUROPEAN REAL ESTATE DEBT ADVISORS LP | $0.0 | - | |
| AREG-MA CO-INVEST ADVISORS D, L.P. | $0.0 | - | |
| PASSERO 18 GP, L.P. | $0.0 | - | |
| SPRING BRIDGE PARTNERS (CO-INVEST I) GP, L.P. | $0.0 | - | |
| ARES (IDF V GP) S.À R.L. | $0.0 | - | |
| ARES ALT CREDIT CO-INVEST GP LLC | $0.0 | - | |
| ARES US REAL ESTATE OPPORTUNITY ADVISORS IV, L.P. | $0.0 | - | |
| IDF CQP GP S.À R.L. | $0.0 | - | |
| ARES CAPITAL EUROPE VI GP (DELAWARE), L.P. | $0.0 | - | |
| ARES CAPITAL EUROPE VI GP S.À R.L. | $0.0 | - | |
| AREG UK SFH ADVISORS (LUX) S.A R.L. | $0.0 | - | |
| ARES CARS CO-INVEST GP, L.P. | $0.0 | - | |
| ARES CARS INTERHOLDCO LLC | $0.0 | - | |
| ASOF MANAGEMENT GP LLC | $0.0 | - | |
| ARES CAPITAL EUROPE V GP (DELAWARE), L.P. | $0.0 | - | |
| ASOF MANAGEMENT II, L.P. | $0.0 | - | |
| SDL MANAGEMENT GP LP | $0.0 | - | |
| ARES ECSF XI (S) GP LLC | $0.0 | - | |
| ARES COMMERCIAL FINANCE GP LP | $0.0 | - | |
| AMERICAN CAPITAL EQUITY MANAGEMENT I, LLC | $0.0 | - | |
| EIF CALYPSO GP, LLC | $0.0 | - | |
| EIF US POWER III, LLC | $0.0 | - | |
| EPEP II CARRY, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| RESSLER, ANTONY, PETER | CO-FOUNDER AND EXECUTIVE CHAIRMAN, LIMITED PARTNER |
| ROSENTHAL, BENNETT | CO-FOUNDER AND CHAIRMAN OF PRIVATE EQUITY GROUP |
| KAPLAN, DAVID, BENJAMIN | CO-FOUNDER |
| AROUGHETI, MICHAEL, J (MI ONLY) | CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND PRESIDENT |
| SAGATI AGHILI, NASEEM, SERA | GENERAL COUNSEL AND CORPORATE SECRETARY |
| DEVEER, ROBERT, KIPP | HEAD OF CREDIT GROUP |
| BERRY, RYAN, JAMES-BARCLAY | CHIEF MARKETING AND STRATEGY OFFICER |
| PHILLIPS, JARROD, M | CHIEF FINANCIAL OFFICER |
| ROLL, PENELOPE, FACEMIRE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $314.9 | $0.0 | 0% | 2,919 | 0 | 0% |
| 2024-04-02 | $314.9 | $0.0 | 0% | 2,919 | 0 | 0% |
| 2023-04-04 | $253.2 | $61.7 | 24% | 2,378 | 541 | 23% |
| 2022-04-01 | $203.4 | $111.5 | 55% | 1,769 | 1,150 | 65% |
| 2021-04-05 | $139.2 | $175.7 | 126% | 1,311 | 1,608 | 123% |
| 2020-04-01 | $102.4 | $212.5 | 208% | 1,130 | 1,789 | 158% |
| 2019-04-01 | $86.8 | $228.2 | 263% | 949 | 1,970 | 208% |
| 2018-04-02 | $59.3 | $255.6 | 431% | 825 | 2,094 | 254% |
| 2017-04-01 | $59.3 | $255.6 | 431% | 825 | 2,094 | 254% |
| 2016-04-01 | $54.2 | $260.7 | 481% | 755 | 2,164 | 287% |
| 2015-04-01 | $37.8 | $277.1 | 732% | 636 | 2,283 | 359% |
| 2014-04-01 | $35.9 | $279.1 | 778% | 381 | 2,538 | 666% |
| 2013-04-01 | $29.9 | $285.1 | 954% | 303 | 2,616 | 863% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/31/2005, CO-03/31/2022, CT-03/31/2022, DE-02/02/2005, FL-03/28/2024, GA-03/31/2015, IA-03/31/2021, IN-03/31/2019, LA-03/28/2024, MA-03/31/2015, MI-03/31/2023, MN-03/31/2021, MO-03/31/2019, NC-03/28/2024, NE-03/31/2021, NH-03/31/2019, NJ-03/31/2022, NY-03/31/2015, OK-03/31/2022, PA-03/31/2019, SC-03/31/2022, TX-07/24/2014, VA-03/31/2021, WA-03/31/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
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