AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.2 |
Non-Discretionary | $0.0 |
Total | $0.2 |
Client | AUM |
---|---|
Retail | $0.1 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $0.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 238 | $0.1 |
Average Individual AUM | $359,204 | |
HNW | 7 | $0.0 |
Average HNW AUM | $3,215,168 | |
Retail Total | 245 | $0.1 |
Average Retail AUM | $440,803 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.1 |
FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.2 |
Retail SMA AUM | $0.1 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 92% | $0.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 3% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
6 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
TAYLOR CONRAD | STAMFORD | CT | S65|2022-05-23 | ||||||
JOHN EADE | STAMFORD | CT | S65|2019-06-06 | ||||||
DONNA PALAIS | STAMFORD | CT | S65|1995-11-17 | ||||||
KEVIN HEAL | STAMFORD | CT | S63|2005-02-03|S65|2019-05-28 | ||||||
RICHARD CIUBA | STAMFORD | CT | S63|2002-02-22|S66|2013-02-22|S65|2020-09-01 | ||||||
SHARON WAGONER | STAMFORD | CT | S65|1995-11-08 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $0.2 | $0.0 | 0% | 9 | 0 | 0% |
2024-04-02 | $0.1 | $0.0 | 15% | 7 | 2 | 29% |
2023-04-04 | $0.1 | $0.0 | 28% | 7 | 2 | 29% |
2022-04-01 | $0.2 | $0.0 | -2% | 6 | 3 | 50% |
2021-04-05 | $0.2 | -$0.1 | -33% | 6 | 3 | 50% |
2020-04-01 | $0.2 | -$0.1 | -23% | 6 | 3 | 50% |
2019-04-01 | $0.2 | -$0.1 | -26% | 6 | 3 | 50% |
2018-04-02 | $0.2 | $0.0 | -22% | 5 | 4 | 80% |
2017-04-01 | $0.3 | -$0.2 | -52% | 5 | 4 | 80% |
2016-04-01 | $0.3 | -$0.2 | -51% | 5 | 4 | 80% |
2015-04-01 | $0.3 | -$0.1 | -46% | 6 | 3 | 50% |
2014-04-01 | $1.2 | -$1.0 | -86% | 5 | 4 | 80% |
2013-04-01 | $0.2 | -$0.1 | -24% | 5 | 4 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, CA-02/13/2023, CT-01/11/1998, FL-02/13/2023, NJ-02/13/2023, NY-02/13/2023, OH-02/13/2023, VA-02/28/2012 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV