AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $216.6 |
Non-Discretionary | $0.0 |
Total | $216.6 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $141.1 |
Institutional | $75.5 |
Total | $216.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $38.2 |
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $14.5 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $14.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $75.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $75.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 94% | $71.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 3% | $2.3 |
Investment Companies | 1% | $0.8 |
Other Pools | 0% | $0.0 |
Cash | 2% | $1.5 |
Other | 0% | $0.0 |
Total | 100% | $75.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
16 active
Name | Title |
---|---|
CLARKE, BRUCE | MEMBER / BOARD MEMBER |
RATHJENS, PETER | MEMBER / BOARD MEMBER |
RYAN, ANTHONY | CHIEF EXECUTIVE OFFICER, MEMBER / BOARD MEMBER |
MANIAR GANDHI, NIRALI, A. | CHIEF FINANCIAL OFFICER |
VUOLTEENAHO, TUOMO, O. | MEMBER / BOARD MEMBER |
CAMPBELL, JOHN, YOUNG | MEMBER / BOARD MEMBER |
BURNETT, ERIC, C. | GENERAL COUNSEL |
FROMSON, SARAH, K. | MEMBER / BOARD MEMBER |
VANCE, DEREK, ANDREW | MEMBER / BOARD MEMBER, CHIEF INVESTMENT OFFICER |
KELLEY, KIMBERLY, BABBITT | CHIEF COMPLIANCE OFFICER |
CROSSEN, HELEN | MEMBER / BOARD MEMBER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $216.6 | $0.0 | 0% | 459 | 0 | 0% |
2024-04-02 | $216.6 | $0.0 | 0% | 459 | 0 | 0% |
2023-04-04 | $171.4 | $45.2 | 26% | 415 | 44 | 11% |
2022-04-01 | $186.5 | $30.0 | 16% | 365 | 94 | 26% |
2021-04-05 | $152.4 | $64.2 | 42% | 361 | 98 | 27% |
2020-04-01 | $119.8 | $96.8 | 81% | 309 | 150 | 49% |
2019-04-01 | $98.3 | $118.3 | 120% | 254 | 205 | 81% |
2018-04-02 | $105.8 | $110.8 | 105% | 228 | 231 | 101% |
2017-04-01 | $75.5 | $141.1 | 187% | 211 | 248 | 118% |
2016-04-01 | $63.9 | $152.7 | 239% | 191 | 268 | 140% |
2015-04-01 | $55.3 | $161.3 | 292% | 164 | 295 | 180% |
2014-04-01 | $52.7 | $163.9 | 311% | 152 | 307 | 202% |
2013-04-01 | $41.1 | $175.5 | 427% | 137 | 322 | 235% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
MA, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV