AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $7.4 |
| Non-Discretionary | $0.0 |
| Total | $7.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $7.3 |
| Total | $7.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| MIZUHO BANK (USA) | NEW YORK-NY-USA | $2.5 |
| MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED | GRAND CAYMAN--CYM | $2.5 |
| BROWN BROTHERS HARRIMAN & CO. | NEW YORK-NY-USA | $1.1 |
| MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. | LUXEMBOURG--LUX | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $7.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 10% | $0.7 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.1 |
| IG Credit | 54% | $3.9 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.1 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 32% | $2.3 |
| Cash | 1% | $0.1 |
| Other | 1% | $0.1 |
| Total | 100% | $7.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ASSET MANAGEMENT ONE CO., LTD. | $456.3 | 110843 | |
| MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. | $0.0 | trust company | - |
| THE DAI-ICHI FRONTIER LIFE INSURANCE CO., LTD. | $0.0 | - | |
| MIZUHO BANK, LTD. | $0.0 | - | |
| ASSET MANAGEMENT ONE SINGAPORE PTE. LTD. | $0.0 | - | |
| MIZUHO SECURITIES USA LLC | $0.0 | broker-dealer | 19647 |
| MIZUHO SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| ASSET MANAGEMENT ONE HONG KONG LIMITED | $0.0 | - | |
| MIZUHO FINANCIAL GROUP, INC. | $0.0 | - | |
| DLI NORTH AMERICA, INC. | $0.0 | - | |
| CUSTODY BANK OF JAPAN, LTD. | $0.0 | trust company | - |
| ASSET MANAGEMENT ONE ALTERNATIVE INVESTMENTS, LTD. | $0.0 | - | |
| DAI-ICHI LIFE HOLDINGS INC. | $0.0 | - | |
| PROTECTIVE LIFE INSURANCE COMPANY | $0.0 | - | |
| ASSET MANAGEMENT ONE INTERNATIONAL LTD. | $0.0 | - | |
| MIZUHO AMERICAS LLC | $0.0 | - | |
| THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED | $0.0 | - | |
| MIZUHO BANK (USA) | $0.0 | trust company | - |
| MIZUHO TRUST & BANKING CO.,LTD. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| FELDMANN, KAYOKO, HASHIMOTO | CHIEF COMPLIANCE OFFICER |
| ASANO, TOMOHIKO, NMN | DIRECTOR |
| MARUYAMA, TAKASHI | DIRECTOR |
| OSHITA, SATOSHI, NMN | DIRECTOR, CEO & PRESIDENT |
| KIMURA, YUJI, NMN | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $7.4 | $0.0 | 0% | 51 | 0 | 0% |
| 2024-04-02 | $7.4 | $0.0 | 0% | 51 | 0 | 0% |
| 2023-04-04 | $6.4 | $1.0 | 16% | 54 | -3 | -6% |
| 2022-04-01 | $7.1 | $0.4 | 6% | 50 | 1 | 2% |
| 2021-04-05 | $9.5 | -$2.1 | -22% | 52 | -1 | -2% |
| 2020-04-01 | $9.4 | -$1.9 | -21% | 51 | 0 | 0% |
| 2019-04-01 | $4.8 | $2.6 | 54% | 17 | 34 | 200% |
| 2018-04-02 | $7.1 | $0.3 | 4% | 16 | 35 | 219% |
| 2017-04-01 | $5.4 | $2.1 | 39% | 15 | 36 | 240% |
| 2016-04-01 | $3.1 | $4.4 | 144% | 14 | 37 | 264% |
| 2015-04-01 | $3.2 | $4.2 | 130% | 13 | 38 | 292% |
| 2014-04-01 | $2.9 | $4.5 | 157% | 11 | 40 | 364% |
| 2013-04-01 | $3.2 | $4.2 | 130% | 13 | 38 | 292% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-03/29/2020, NY-04/09/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV