ASSET MANAGEMENT ONE USA INC.

Latest filing: Apr 30, 2024 (183 days ago)

AUM

$7,448,265,022
16% change vs. 1 year ago
-22% change vs. 3 years ago
54% change vs. 5 years ago
157% change vs. 10 years ago

Employee Count

51
-6% change vs. 1 year ago
-2% change vs. 3 years ago
200% change vs. 5 years ago
364% change vs. 10 years ago

Main Office

NEW YORK, NY
250 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10177

Client AUM

Discretion AUM
Discretionary $7.4
Non-Discretionary $0.0
Total $7.4
Client AUM
Retail $0.0
Pooled $0.1
Institutional $7.3
Total $7.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MIZUHO BANK (USA) NEW YORK-NY-USA $2.5
MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN--CYM $2.5
BROWN BROTHERS HARRIMAN & CO. NEW YORK-NY-USA $1.1
MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. LUXEMBOURG--LUX $1.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $7.3
Retail SMA AUM $0.0
Institutional SMA AUM $7.3
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 10% $0.7
Municipal 0% $0.0
Sovereign 1% $0.1
IG Credit 54% $3.9
HY Credit 0% $0.0
Derivatives 1% $0.1
Investment Companies 0% $0.0
Other Pools 32% $2.3
Cash 1% $0.1
Other 1% $0.1
Total 100% $7.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ASSET MANAGEMENT ONE CO., LTD. $456.3 110843
MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. $0.0 trust company -
THE DAI-ICHI FRONTIER LIFE INSURANCE CO., LTD. $0.0 -
MIZUHO BANK, LTD. $0.0 -
ASSET MANAGEMENT ONE SINGAPORE PTE. LTD. $0.0 -
MIZUHO SECURITIES USA LLC $0.0 broker-dealer 19647
MIZUHO SECURITIES CO., LTD. $0.0 broker-dealer -
ASSET MANAGEMENT ONE HONG KONG LIMITED $0.0 -
MIZUHO FINANCIAL GROUP, INC. $0.0 -
DLI NORTH AMERICA, INC. $0.0 -
CUSTODY BANK OF JAPAN, LTD. $0.0 trust company -
ASSET MANAGEMENT ONE ALTERNATIVE INVESTMENTS, LTD. $0.0 -
DAI-ICHI LIFE HOLDINGS INC. $0.0 -
PROTECTIVE LIFE INSURANCE COMPANY $0.0 -
ASSET MANAGEMENT ONE INTERNATIONAL LTD. $0.0 -
MIZUHO AMERICAS LLC $0.0 -
THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED $0.0 -
MIZUHO BANK (USA) $0.0 trust company -
MIZUHO TRUST & BANKING CO.,LTD. $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
FELDMANN, KAYOKO, HASHIMOTO CHIEF COMPLIANCE OFFICER
ASANO, TOMOHIKO, NMN DIRECTOR
MARUYAMA, TAKASHI DIRECTOR
OSHITA, SATOSHI, NMN DIRECTOR, CEO & PRESIDENT
KIMURA, YUJI, NMN EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $7.4 $0.0 0% 51 0 0%
2024-04-02 $7.4 $0.0 0% 51 0 0%
2023-04-04 $6.4 $1.0 16% 54 -3 -6%
2022-04-01 $7.1 $0.4 6% 50 1 2%
2021-04-05 $9.5 -$2.1 -22% 52 -1 -2%
2020-04-01 $9.4 -$1.9 -21% 51 0 0%
2019-04-01 $4.8 $2.6 54% 17 34 200%
2018-04-02 $7.1 $0.3 4% 16 35 219%
2017-04-01 $5.4 $2.1 39% 15 36 240%
2016-04-01 $3.1 $4.4 144% 14 37 264%
2015-04-01 $3.2 $4.2 130% 13 38 292%
2014-04-01 $2.9 $4.5 157% 11 40 364%
2013-04-01 $3.2 $4.2 130% 13 38 292%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, CA-03/29/2020, NY-04/09/2003
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV