BARROW HANLEY GLOBAL INVESTORS
Latest filing: Jan 08, 2025 (93 days ago)
AUM
$49,869,329,873
0% change vs. 1 year ago
-2% change vs. 3 years ago
-3% change vs. 5 years ago
-50% change vs. 10 years ago
Employee Count
100
0% change vs. 1 year ago
3% change vs. 3 years ago
4% change vs. 5 years ago
19% change vs. 10 years ago
Main Office
DALLAS, TX
2200 ROSS AVENUE, 31ST FLOOR, DALLAS, TX, UNITED STATES, 75201-2761
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $45.2 |
| Non-Discretionary | $4.6 |
| Total | $49.9 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $20.7 |
| Institutional | $28.1 |
| Total | $49.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7 | $1.0 |
| Average Individual AUM | $145,626,006 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 7 | $1.0 |
| Average Retail AUM | $145,626,006 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET GLOBAL MARKETS, LLC | BOSTON-MA-USA | $9.1 |
| NORTHERN TRUST SECURITIES, INC. | CHICAGO-IL-USA | $4.1 |
| BNY MELLON SECURITIES CORPORATION | NEW YORK-NY-USA | $3.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $29.1 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $28.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 79% | $23.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.9 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 12% | $3.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.6 |
| Other | 4% | $1.2 |
| Total | 100% | $29.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BH CREDIT MANAGEMENT LLC | $0.9 | 317505 | |
| BARROW HANLEY HOLDING GP LLC | $0.0 | - | |
| PERPETUAL CORPORATE TRUST LIMITED | $0.0 | trust company | - |
| PERPETUAL INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| PERPETUAL US SERVICES, LLC | $0.0 | 317365 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| CHENOWETH, PATRICIA, BARRON | COO, EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| MARTIN, CORY, LAWRENCE | CEO, EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| MOSSE, SIMONE, ALISON | MEMBER BOARD OF MANAGERS |
| ACKELS, HANNAH, MULVEY | CCO, DIRECTOR |
| GIAMBRONE, MARK, NMN | EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| SISSON, ERIN, LAYNE | CFO, MANAGING DIRECTOR |
| LO PROTO, ALAN, JAY | MEMBER BOARD OF MANAGERS |
| SQUIRES, CRAIG | MEMBER BOARD OF MANAGERS |
| ADAMS, ROBERT, WILLIAM | MEMBER BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
Representatives
31 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN BARBER | DALLAS | TX | S63|2007-10-01 | CHARTERED FINANCIAL ANALYST | |||||
| PATRIK WIBOM | DALLAS | TX | S65|2022-03-04 | ||||||
| JAMES MCCLURE | DALLAS | TX | S63|1992-03-03|S65|1994-11-09 | CHARTERED FINANCIAL ANALYST | |||||
| RANDOLPH WRIGHTON | DALLAS | TX | S63|2000-12-20 | CHARTERED FINANCIAL ANALYST | |||||
| DEBORAH PETRUZZELLI | DALLAS | TX | S66|2004-08-12 | ||||||
| PRANAY LAHARIA | DALLAS | TX | S63|2004-09-22 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID JASON TAYLOR | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| DAVID FEYGENSON | DALLAS | TX | S65|2020-12-07 | ||||||
| CHETAN PAI PANANDIKER | DALLAS | TX | S65|2018-05-12 | ||||||
| WILLIAM KINKELAAR | DALLAS | TX | S63|2000-11-01|S65|2018-02-05 | ||||||
| WILLIAM HUBBARD | DALLAS | TX | S63|2009-10-02 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL TRAHAN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL NAYFA | DALLAS | TX | S63|2002-12-17 | CHARTERED FINANCIAL ANALYST | |||||
| JUSTIN MARTIN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| NICHOLAS LOSEY | DALLAS | TX | S63|2002-10-30 | CHARTERED FINANCIAL ANALYST | |||||
| ANDREW GREENAWALT | DALLAS | TX | S66|2021-06-30 | ||||||
| LUIS RHI | DALLAS | TX | S65|2018-02-28 | ||||||
| MARK GIAMBRONE | DALLAS | TX | S65|2003-10-28 | ||||||
| MATTHEW ROUTH | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| SHERRY ZHANG | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $49.9 | $0.0 | 0% | 100 | 0 | 0% |
| 2024-04-02 | $49.9 | $0.0 | 0% | 100 | 0 | 0% |
| 2023-04-04 | $43.7 | $6.2 | 14% | 99 | 1 | 1% |
| 2022-04-01 | $50.6 | -$0.8 | -2% | 97 | 3 | 3% |
| 2021-04-05 | $48.4 | $1.5 | 3% | 99 | 1 | 1% |
| 2020-04-01 | $51.7 | -$1.8 | -3% | 96 | 4 | 4% |
| 2019-04-01 | $71.9 | -$22.1 | -31% | 98 | 2 | 2% |
| 2018-04-02 | $91.7 | -$41.9 | -46% | 100 | 0 | 0% |
| 2017-04-01 | $92.3 | -$42.4 | -46% | 94 | 6 | 6% |
| 2016-04-01 | $85.5 | -$35.7 | -42% | 96 | 4 | 4% |
| 2015-04-01 | $100.3 | -$50.4 | -50% | 84 | 16 | 19% |
| 2014-04-01 | $91.0 | -$41.1 | -45% | 79 | 21 | 27% |
| 2013-04-01 | $64.9 | -$15.1 | -23% | 66 | 34 | 52% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-03/28/2014, AL-09/25/2001, CA-06/28/2004, CT-03/30/2012, DC-10/10/2001, FL-03/30/2004, GA-09/25/2001, HI-07/26/2024, IL-04/05/2002, IN-03/10/2005, LA-03/30/2016, MA-03/28/2006, MD-03/30/2012, MI-10/13/2010, MN-04/13/2004, MO-03/28/2006, NC-03/30/2012, NJ-05/03/2004, NM-03/29/2019, NV-01/30/2001, NY-03/10/2005, OH-03/25/2002, OK-03/29/2004, PA-03/29/2004, TN-06/29/2004, TX-01/01/1992 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV