AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
BOFA SECURITIES JAPAN CO., LTD. | $0.0 | broker-dealer | - |
BANK OF AMERICA EUROPE DESIGNATED ACTIVITY COMPANY, SUCURSAL EN ESPAÑA | $0.0 | broker-dealer | - |
MERRILL LYNCH SECURITIES (TAIWAN) LTD. | $0.0 | broker-dealer | - |
MERRILL LYNCH ISRAEL LIMITED | $0.0 | broker-dealer | - |
MERRILL LYNCH INTERNATIONAL (DIFC BRANCH) | $0.0 | broker-dealer | - |
MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED | $0.0 | broker-dealer | - |
MERRILL LYNCH MARKETS SINGAPORE PTE.LTD. | $0.0 | broker-dealer | - |
BOFA SECURITIES EUROPE SA | $0.0 | broker-dealer | - |
BANK OF AMERICA EUROPE DESIGNATED ACTIVITY COMPANY, FRANKFURT | $0.0 | broker-dealer | - |
MERRILL LYNCH, KINGDOM OF SAUDI ARABIA COMPANY | $0.0 | broker-dealer | - |
MERRILL LYNCH SOUTH AFRICA PROPRIETARY LIMITED | $0.0 | broker-dealer | - |
MERRILL LYNCH CANADA INC. | $0.0 | broker-dealer | - |
MERRILL LYNCH ARGENTINA S.A. | $0.0 | broker-dealer | - |
BANK OF AMERICA EUROPE DESIGNATED ACTIVITY COMPANY, MILAN BRANCH | $0.0 | broker-dealer | - |
MERRILL LYNCH (ASIA PACIFIC) LIMITED | $0.0 | broker-dealer | - |
MERRILL LYNCH INTERNATIONAL, LLC-SEOUL BRANCH | $0.0 | broker-dealer | - |
BOFA SECURITIES INDIA LIMITED | $0.0 | broker-dealer | - |
MERRILL LYNCH S.A. CORRETORA DE TITULOS E VALORES MOBILARIOS | $0.0 | broker-dealer | - |
BANK OF AMERICA, NATIONAL ASSOCIATION | $0.0 | broker-dealer | - |
MERRILL LYNCH MEXICO, S.A. DE C.V., CASA DE BOLSA | $0.0 | broker-dealer | - |
MERRILL LYNCH INTERNATIONAL | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
GUARDINO, JOSEPH ANTHONY JR | CHIEF OPERATIONS OFFICER & FINOP |
RAE, GLEN ALEXANDER | CHIEF LEGAL OFFICER |
ALAM, SYED FARUQE | CHIEF FINANCIAL OFFICER |
ZUBERI, SOOFIAN J J | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL |
CHEPUCAVAGE, LAURA P | DIRECTOR, STATE DESIGNATED PRINCIPAL |
GADKARI, SARANG RAJAN | DIRECTOR |
BHATIA, KASHYAP P | CHIEF COMPLIANCE OFFICER / BROKER DEALER |
BLISS, CLAIRE RENEE | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.0 | $0.0 | 0% | 314 | 0 | 0% |
2024-04-02 | $0.0 | $0.0 | 0% | 314 | 0 | 0% |
2023-04-04 | $0.0 | $0.0 | 0% | 348 | -34 | -10% |
2022-04-01 | $0.0 | $0.0 | 0% | 242 | 72 | 30% |
2021-04-05 | $0.0 | $0.0 | 0% | 313 | 1 | 0% |
2020-04-01 | $0.0 | $0.0 | 0% | 300 | 14 | 5% |
2019-04-01 | $0.0 | $0.0 | 0% | 293 | 21 | 7% |
2018-04-02 | $0.0 | $0.0 | 0% | 293 | 21 | 7% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, CA-03/29/2018, DC-03/29/2018 |
ADVISER ACTIVITIES |
NEWSLETTERS |
OTHER ACTIVITIES |
BROKER DEALER FUTURES MERCHANT |
ADVDB.CO • SOURCE: SEC FORM ADV