BRECKINRIDGE CAPITAL ADVISORS INC
Latest filing: Mar 28, 2024 (238 days ago)
AUM
$47,857,100,752
13% change vs. 1 year ago
7% change vs. 3 years ago
31% change vs. 5 years ago
161% change vs. 10 years ago
Employee Count
92
1% change vs. 1 year ago
11% change vs. 3 years ago
23% change vs. 5 years ago
77% change vs. 10 years ago
Main Office
BOSTON, MA
125 HIGH STREET, BOSTON, MA, UNITED STATES, 02110-1529
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.9 |
| Non-Discretionary | $0.0 |
| Total | $47.9 |
| Client | AUM |
|---|---|
| Retail | $31.0 |
| Pooled | $0.2 |
| Institutional | $16.7 |
| Total | $47.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 8,830 | $5.1 |
| Average Individual AUM | $573,509 | |
| HNW | 7,107 | $26.0 |
| Average HNW AUM | $3,651,454 | |
| Retail Total | 15,937 | $31.0 |
| Average Retail AUM | $1,946,098 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $14.3 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $11.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $47.7 |
| Retail SMA AUM | $31.0 |
| Institutional SMA AUM | $16.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 13% | $6.2 |
| Municipal | 77% | $36.7 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $3.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $1.0 |
| Other | 0% | $0.0 |
| Total | 100% | $47.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| NEWELL, PHILLIP, ADAMS | DIRECTOR |
| COFFIN, PETER, BRECKINRIDGE | PRESIDENT/DIRECTOR |
| HODGMAN, MARTHA, FIELD | DIRECTOR |
| MEYERS, ANDREW, LEE | DIRECTOR |
| MCAULEY, HELEN, LEE | CHIEF COMPLIANCE OFFICER |
| BEAL, GEORGE, PUTNAM | DIRECTOR |
| READ, CAMERON | DIRECTOR |
| GRECO, ANTHONY, PETER | CHIEF OPERATING OFFICER/DIRECTOR |
| STETSON, ANNE, NMN | DIRECTOR/BENEFIT DIRECTOR |
| GLENN, JEFFREY, MICHAEL | CO-HEAD OF PORTFOLIO MANAGEMENT |
| RIBEIRO, DOMINICA, M | CHIEF MARKETING AND DISTRIBUTION OFFICER/DIRECTOR |
| BUSCONE, MATTHEW, CHRISTOPHER | CO-HEAD OF PORTFOLIO MANAGEMENT |
| SOSA, OGNJEN | CHIEF INVESTMENT OFFICER/DIRECTOR |
| SMELSER, BENJAMIN, MICHAEL | CO-CHIEF TECHNOLOGY OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
28 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BENJAMIN CLOUGH | BOSTON | MA | S63|2015-03-03|S65|2016-08-10 | ||||||
| BENJAMIN SMELSER | BOSTON | MA | S65|2010-12-03 | ||||||
| ADAM MAIETTA | BOSTON | MA | S65|2012-07-18 | ||||||
| TIMOTHY COFFIN | BOSTON | MA | S63|2002-07-16|S65|2004-11-18 | ||||||
| ERIN NICHOLLS | BOSTON | MA | S65|2020-02-13 | ||||||
| SARA CHANDA | BOSTON | MA | S65|2016-12-03 | ||||||
| CHRISTINA LYNCH | BOSTON | MA | S65|2012-10-26|S63|2015-04-13 | ||||||
| CATHERINE CLOUGH | BOSTON | MA | S65|2022-12-07 | ||||||
| MATTHEW BUSCONE | BOSTON | MA | S66|2002-03-27|S65|2010-06-01 | ||||||
| JOSHUA PEREZ | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| BRIAN KELLEHER | BOSTON | MA | S65|2022-11-18 | ||||||
| ALISON DIFONZO | BOSTON | MA | S66|2018-05-21 | ||||||
| ANDRESSA TSAPARLIS | BOSTON | MA | S65|2023-04-07 | ||||||
| PETER COFFIN | BOSTON | MA | S65|1995-09-07 | ||||||
| ERIC HAASE | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| RYAN MENDOZA | BOSTON | MA | S65|2020-11-16 | ||||||
| MITCHEL SYP | BOSTON | MA | S63|2006-04-19|S65|2011-10-07 | ||||||
| AIMEE KORCH | BOSTON | MA | S66|2011-09-06 | ||||||
| PATRICK ARAUJO-LIPINE | BOSTON | MA | S65|2012-02-27 | ||||||
| JAMES SPIDLE | BOSTON | MA | S65|2010-12-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $47.9 | $0.0 | 0% | 92 | 0 | 0% |
| 2024-04-02 | $47.9 | $0.0 | 0% | 92 | 0 | 0% |
| 2023-04-04 | $42.2 | $5.6 | 13% | 91 | 1 | 1% |
| 2022-04-01 | $46.7 | $1.1 | 2% | 88 | 4 | 5% |
| 2021-04-05 | $44.8 | $3.0 | 7% | 83 | 9 | 11% |
| 2020-04-01 | $40.2 | $7.6 | 19% | 77 | 15 | 19% |
| 2019-04-01 | $36.5 | $11.3 | 31% | 75 | 17 | 23% |
| 2018-04-02 | $33.4 | $14.5 | 43% | 67 | 25 | 37% |
| 2017-04-01 | $26.0 | $21.9 | 84% | 63 | 29 | 46% |
| 2016-04-01 | $23.3 | $24.6 | 105% | 55 | 37 | 67% |
| 2015-04-01 | $20.8 | $27.1 | 130% | 54 | 38 | 70% |
| 2014-04-01 | $18.4 | $29.5 | 161% | 52 | 40 | 77% |
| 2013-04-01 | $17.9 | $30.0 | 168% | 45 | 47 | 104% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-03/09/2015, AL-08/18/1998, AR-01/11/2007, AZ-03/24/2003, CA-03/04/1999, CO-03/24/2003, CT-03/24/2003, DC-03/24/2003, DE-03/24/2003, FL-05/22/2000, GA-05/05/2000, HI-02/03/2011, IA-02/04/2009, ID-03/05/2013, IL-02/14/2001, IN-02/14/2001, KS-02/03/2009, KY-02/03/2011, LA-03/24/2003, MA-04/14/1994, MD-02/14/2001, ME-02/03/2011, MI-03/24/2003, MN-04/01/2003, MO-03/24/2003, MS-03/31/2004, MT-02/03/2011, NC-03/24/2003, ND-03/27/2017, NE-03/24/2005, NH-03/24/2003, NJ-04/14/2003, NM-01/09/2007, NV-03/24/2003, NY-03/24/2003, OH-02/14/2001, OK-02/03/2011, OR-01/09/2007, PA-02/14/2001, PR-03/27/2017, RI-02/03/2009, SC-03/31/2004, SD-02/04/2011, TN-02/03/1999, TX-02/28/2002, UT-03/28/2003, VA-02/18/1999, VI-03/27/2017, VT-03/24/2003, WA-03/24/2003, WI-03/31/2004, WV-03/31/2006, WY-03/16/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV