BRIGHTPLAN LLC
Latest filing: Apr 25, 2024 (188 days ago)
AUM
$0
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
44
-17% change vs. 1 year ago
26% change vs. 3 years ago
110% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SAN JOSE, CA
333 WEST SAN CARLOS STREET, SAN JOSE, CA, UNITED STATES, 95110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL LEE | SAN JOSE | CA | S65|2010-09-28 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| DANIEL STOKES | SAN JOSE | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| JOAN GONZALEZ | SAN JOSE | CA | S63|2008-03-13 | CERTIFIED FINANCIAL PLANNER | |||||
| CHANTAL HERSEY | SAN JOSE | CA | S65|2015-06-22 | CERTIFIED FINANCIAL PLANNER | |||||
| HALEIGH ALBERS | SAN JOSE | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| JAMES MITCHELL | SAN JOSE | CA | S63|1999-03-04|S66|2005-06-14 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | -100% | 53 | -9 | -17% |
| 2022-04-01 | $0.0 | $0.0 | -100% | 49 | -5 | -10% |
| 2021-04-05 | $0.0 | $0.0 | -100% | 35 | 9 | 26% |
| 2020-04-01 | $0.0 | $0.0 | -100% | 27 | 17 | 63% |
| 2019-04-01 | $0.0 | $0.0 | -100% | 21 | 23 | 110% |
| 2018-04-02 | $0.0 | $0.0 | -100% | 19 | 25 | 132% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 10 | 34 | 340% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AL-11/08/2023, AR-11/08/2023, AZ-03/31/2021, CA-08/04/2016, CO-03/27/2020, CT-03/31/2021, DC-03/31/2021, DE-03/31/2021, FL-03/27/2020, GA-03/31/2021, HI-03/22/2023, IA-03/31/2021, ID-03/22/2023, IL-04/06/2020, IN-03/31/2021, KS-03/31/2021, KY-03/31/2021, LA-03/31/2021, MA-03/27/2020, MD-03/31/2021, ME-03/31/2021, MI-03/31/2021, MN-03/31/2021, MO-06/25/2018, MS-03/31/2021, MT-03/22/2023, NC-03/27/2020, NE-06/25/2018, NH-03/31/2021, NJ-04/08/2021, NM-03/22/2023, NV-03/31/2021, NY-03/27/2020, OH-03/31/2021, OK-03/31/2021, OR-03/31/2021, PA-03/27/2020, RI-03/22/2023, SC-03/31/2021, TN-03/27/2020, TX-06/25/2018, UT-03/27/2020, VA-03/27/2020, VT-03/31/2021, WA-03/27/2020, WI-03/31/2021, WV-11/08/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV