BROOKFIELD PUBLIC SECURITIES GROUP LLC

Latest filing: Jun 29, 2024 (294 days ago)
View on IAPD
Adviser Website

AUM

$21,663,734,415
0% change vs. 1 year ago
3% change vs. 3 years ago
50% change vs. 5 years ago
23% change vs. 10 years ago

Employee Count

118
0% change vs. 1 year ago
-2% change vs. 3 years ago
-16% change vs. 5 years ago
-13% change vs. 10 years ago

Main Office

NEW YORK, NY
BROOKFIELD PLACE, NEW YORK, NY, UNITED STATES, 10281-1023

Client AUM

Discretion AUM
Discretionary $21.7
Non-Discretionary $0.0
Total $21.7
Client AUM
Retail $0.5
Pooled $12.6
Institutional $8.6
Total $21.7
Retail Accounts AUM
Individual 289 $0.1
Average Individual AUM $452,379
HNW 12 $0.4
Average HNW AUM $29,391,885
Retail Total 301 $0.5
Average Retail AUM $1,606,113

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $4.9
THE NORTHERN TRUST CORP CHICAGO-IL-USA $1.5
CIBC MELLON TORONTO--CAN $1.5
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $1.2
ROYAL BANK OF CANADA TORONTO--CAN $0.8
BNP PARIBAS SECURITIES CORP. NEW YORK-NY-USA $0.3
HSBC NEW YORK-NY-USA $0.1
U.S. BANK MILWAUKEE-WI-USA $0.1
MORGAN STANLEY NEW YORK-NY-USA $0.1
WELLS FARGO NEW YORK-NY-USA $0.0
CFSB NEW YORK-NY-USA $0.0
UBS NEW YORK-NY-USA $0.0
FIDELITY NEW YORK-NY-USA $0.0
NOMURA LUXEMBOURG LUXEMBOURG--LUX $0.0
RAYMOND JAMES NEW YORK-NY-USA $0.0
PERSHING LLC JERSEY CITY-NJ-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $9.1
Retail SMA AUM $0.5
Institutional SMA AUM $8.6
Asset Class % AUM
Equity Exch 75% $6.8
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 18% $1.6
HY Credit 4% $0.4
Derivatives 0% $0.0
Investment Companies 1% $0.1
Other Pools 0% $0.0
Cash 2% $0.2
Other 0% $0.0
Total 100% $9.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BROOKFIELD ASSET MANAGEMENT PIC US, LLC $170.9 151599
OAKTREE CAPITAL MANAGEMENT, L.P. $161.5 106793
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP $101.3 151605
BROOKFIELD RENEWABLE ENERGY GROUP LLC $76.0 316590
BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. $64.6 171207
BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC $34.5 312792
OAKTREE FUND ADVISORS, LLC $9.5 290193
BROOKFIELD ASSET MGMT PRIVATE INST CAPITAL ADVISER (CREDIT), LLC $0.8 170811
BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC $0.4 312797
BROOKFIELD INVESTMENT MANAGEMENT (CANADA) ULC $0.0 -
CRYSTAL RIVER CAPITAL ADVISERS LLC $0.0 -
BROOKFIELD PRIVATE ADVISORS LLC $0.0 broker-dealer 151423
SERA GLOBAL SECURITIES UK LP $0.0 broker-dealer -
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC $0.0 broker-dealer 313390
SERA GLOBAL SECURITIES CANADA LP $0.0 broker-dealer -
SERA GLOBAL SECURITIES US LLC $0.0 broker-dealer 283339
BROOKFIELD BHS ADVISORS (UK) LIMITED $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
LEVI, DAVID, WILLIAM CHIEF EXECUTIVE OFFICER
HURLEY, BRIAN, FITZGERALD GENERAL COUNSEL
HOURIHAN, BRIAN, THOMAS CHIEF COMPLIANCE OFFICER AND REGULATORY COUNSEL

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $21.7 $0.0 0% 118 0 0%
2024-04-02 $21.7 $0.0 0% 118 0 0%
2023-04-04 $22.0 -$0.3 -1% 126 -8 -6%
2022-04-01 $21.1 $0.6 3% 121 -3 -2%
2021-04-05 $17.4 $4.3 25% 145 -27 -19%
2020-04-01 $14.4 $7.2 50% 140 -22 -16%
2019-04-01 $13.1 $8.5 65% 139 -21 -15%
2018-04-02 $16.3 $5.4 33% 150 -32 -21%
2017-04-01 $10.3 $11.3 110% 122 -4 -3%
2016-04-01 $16.5 $5.1 31% 140 -22 -16%
2015-04-01 $17.6 $4.0 23% 135 -17 -13%
2014-04-01 $19.8 $1.8 9% 135 -17 -13%
2013-04-01 $15.4 $6.3 41% 155 -37 -24%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-03/31/2017, AL-03/29/2019, AR-03/29/2019, AZ-03/29/2019, CA-03/30/2016, CO-03/29/2019, CT-03/31/2017, DC-03/29/2019, DE-03/30/2012, FL-03/29/2019, GA-03/29/2019, HI-03/29/2019, IA-03/29/2019, ID-03/29/2019, IL-08/14/2012, IN-03/29/2019, KS-03/29/2019, KY-03/29/2019, LA-03/29/2019, MA-03/30/2016, MD-03/30/2012, ME-03/29/2019, MI-03/29/2019, MN-03/29/2019, MO-03/29/2019, MS-03/29/2019, MT-03/29/2019, NC-03/29/2019, ND-03/29/2019, NE-03/29/2019, NH-03/29/2019, NJ-04/26/2019, NM-03/29/2019, NV-03/29/2019, NY-03/30/2012, OH-03/29/2019, OK-03/29/2019, OR-03/29/2019, PA-03/29/2019, PR-03/29/2019, RI-03/29/2019, SC-03/29/2019, SD-03/29/2019, TN-03/29/2019, TX-03/30/2016, UT-03/29/2019, VA-03/29/2019, VI-03/29/2019, VT-03/29/2019, WA-03/29/2019, WI-03/29/2019, WV-03/29/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV