CARDINAL POINT WEALTH MANAGEMENT
Latest filing: Nov 04, 2024 (167 days ago)
AUM
$2,673,309,738
69% change vs. 1 year ago
430% change vs. 3 years ago
887% change vs. 5 years ago
2012% change vs. 10 years ago
Employee Count
41
5% change vs. 1 year ago
52% change vs. 3 years ago
141% change vs. 5 years ago
412% change vs. 10 years ago
Main Office
TORONTO, ON,
3280 BLOOR STREET WEST, CENTRE TOWN, TORONTO, ON, , CANADA, M8X 2X3
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $0.0 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $2.7 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 490 | $1.0 |
| Average Individual AUM | $2,037,324 | |
| HNW | 796 | $1.7 |
| Average HNW AUM | $2,104,298 | |
| Retail Total | 1,286 | $2.7 |
| Average Retail AUM | $2,078,779 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.6 |
| FIDELITY CLEARING CANADA | TORONTO, ONTARIO--CAN | $0.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
| NATIONAL BANK INDEPENDENT NETWORK | TORONTO, ONTARIO--CAN | $0.2 |
| NATIONAL ADVISORS TRUST | KANSAS CITY-KS-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.7 |
| Retail SMA AUM | $2.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 70% | $1.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| ORIGIN CREDIT ADVISERS, LLC | $0.4 | 324839 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| SHELDON, JEFFREY, SCOTT | CHIEF EXECUTIVE OFFICER |
| RITCHIE, TERRY, FRANK | DIRECTOR |
| SHELDON, JAMES, ARTHUR | CHAIRMAN |
| CARVALHO, MATTHEW, J | CHIEF INVESTMENT OFFICER |
| ZIENTY, DONALD, MATTHEW | CHIEF COMPLIANCE OFFICER |
| TAYLOR, SALLY, ANN | CHIEF OPERATIONS OFFICER |
| ROSSIGNOLI, KRISTOPHER, ANTHONY DANIEL | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
21 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW CARVALHO | TORONTO, ON | S63|2003-08-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| TYLER SKINNER | TORONTO, ON | S65|2023-11-28 | |||||||
| KRISTOPHER ROSSIGNOLI | TORONTO, ON | CERTIFIED FINANCIAL PLANNER | |||||||
| JOHN FLECKE | TORONTO, ON | S66|2003-07-17 | CERTIFIED FINANCIAL PLANNER | ||||||
| JAMES SHELDON | TORONTO, ON | S65|2009-08-28 | |||||||
| JENNIFER STRYMECKI | TORONTO, ON | S65|2017-08-31 | |||||||
| JEFFREY ADEMA | TORONTO, ON | S66|2010-08-16 | CERTIFIED FINANCIAL PLANNER | ||||||
| SPENCER TILLEY | TORONTO, ON | CHARTERED FINANCIAL ANALYST | |||||||
| LUCAS WENNERSTEN | TORONTO, ON | S66|2007-10-27|S65|2014-09-03 | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID MILLER | TORONTO, ON | S65|2022-12-20 | |||||||
| JEREMY KRALT | TORONTO, ON | S65|2018-05-22 | |||||||
| EDWARD PAPPAS | TORONTO, ON | S63|1997-02-19|S65|1998-03-27 | |||||||
| DEVAN LEGARE | TORONTO, ON | S65|2023-11-17 | |||||||
| JOHN MCCORD | TORONTO, ON | S66|2009-06-23 | CERTIFIED FINANCIAL PLANNER | ||||||
| JEFFREY SHELDON | TORONTO, ON | S65|2009-09-18 | |||||||
| MICHAEL HINTERLONG | TORONTO, ON | S65|2016-12-30 | CHARTERED FINANCIAL ANALYST | ||||||
| MARY DALEY | TORONTO, ON | S65|2018-09-25 | |||||||
| SALLY TAYLOR | TORONTO, ON | S65|2004-11-08 | CERTIFIED FINANCIAL PLANNER | ||||||
| CHRISTOPHER RAWLES | TORONTO, ON | S65|2023-01-10 | |||||||
| TERRY RITCHIE | TORONTO, ON | S63|1985-08-28 | |||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $2.7 | $0.0 | 0% | 41 | 0 | 0% |
| 2024-04-02 | $1.6 | $1.1 | 69% | 39 | 2 | 5% |
| 2023-04-04 | $1.2 | $1.5 | 119% | 35 | 6 | 17% |
| 2022-04-01 | $0.5 | $2.2 | 430% | 27 | 14 | 52% |
| 2021-04-05 | $0.3 | $2.3 | 688% | 26 | 15 | 58% |
| 2020-04-01 | $0.3 | $2.4 | 887% | 17 | 24 | 141% |
| 2019-04-01 | $0.2 | $2.4 | 1049% | 15 | 26 | 173% |
| 2018-04-02 | $0.2 | $2.5 | 1242% | 11 | 30 | 273% |
| 2017-04-01 | $0.2 | $2.5 | 1615% | 10 | 31 | 310% |
| 2016-04-01 | $0.1 | $2.5 | 2025% | 8 | 33 | 412% |
| 2015-04-01 | $0.1 | $2.5 | 2012% | 8 | 33 | 412% |
| 2014-04-01 | $0.1 | $2.6 | 5041% | 6 | 35 | 583% |
| 2013-04-01 | $0.0 | $2.6 | 10281% | 2 | 39 | 1950% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ-03/16/2018, CA-05/23/2006, CO-10/05/2022, CT-06/14/2024, FL-03/28/2011, GA-06/14/2024, IL-10/18/2022, MA-06/14/2024, MD-06/14/2024, MI-02/15/2023, MN-06/14/2024, MO-05/19/2023, NC-03/24/2022, NH-06/03/2022, NJ-01/12/2024, NV-02/15/2023, NY-06/14/2024, OH-06/14/2024, PA-10/05/2022, SC-10/05/2022, TN-06/14/2024, TX-07/31/2008, VA-05/19/2023, WA-03/24/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV