CARTICA MANAGEMENT, LLC

Latest filing: Mar 27, 2024 (217 days ago)

AUM

$1,662,094
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

4
-43% change vs. 1 year ago
-83% change vs. 3 years ago
-89% change vs. 5 years ago
-80% change vs. 10 years ago

Main Office

VERO BEACH, FL
2770 INDIAN RIVER BLVD, VERO BEACH, FL, UNITED STATES, 32960

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CARTICA INVESTORS II GP, LLC $0.0 -
CARTICA CAPITAL PARTNERS GP, LTD. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

5 active

Name Title
BARGER, TERESA, CLARE CEO & MEMBER
KHAMBATA, FARIDA CHIEF STRATEGIST
QUAMME, STEVEN, JEROME PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER, OWNER & MANAGING MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
FARIDA KHAMBATA VERO BEACH FL CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 4 0 0%
2024-04-02 $0.0 $0.0 0% 4 0 0%
2023-04-04 $0.4 -$0.4 -100% 7 -3 -43%
2022-04-01 $0.9 -$0.9 -100% 25 -21 -84%
2021-04-05 $1.0 -$1.0 -100% 24 -20 -83%
2020-04-01 $1.2 -$1.2 -100% 31 -27 -87%
2019-04-01 $2.8 -$2.8 -100% 36 -32 -89%
2018-04-02 $3.4 -$3.4 -100% 31 -27 -87%
2017-04-01 $2.4 -$2.4 -100% 29 -25 -86%
2016-04-01 $2.3 -$2.3 -100% 27 -23 -85%
2015-04-01 $2.6 -$2.6 -100% 27 -23 -85%
2014-04-01 $2.3 -$2.3 -100% 20 -16 -80%
2013-04-01 $0.5 -$0.5 -100% 11 -7 -64%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, DC-09/18/2009
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV