AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $22.1 |
| Non-Discretionary | $0.0 |
| Total | $22.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $21.8 |
| Institutional | $0.1 |
| Total | $22.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 5 | $0.2 |
| Average Individual AUM | $30,002,531 | |
| HNW | 13 | $0.0 |
| Average HNW AUM | $2,548,789 | |
| Retail Total | 18 | $0.2 |
| Average Retail AUM | $10,174,829 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.3 |
| CITIBANK, N.A. | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 98% | $0.3 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | $40.5 | broker-dealer | 7059 |
| CITIBANK CANADA INVESTMENT FUNDS LIMITED | $0.0 | broker-dealer | - |
| CITI PRIVATE ALTERNATIVES, LLC | $0.0 | broker-dealer | 153777 |
| CITIBANK, N.A. | $0.0 | broker-dealer | - |
| CITIBANK EUROPE PLC | $0.0 | - | |
| CITIBANK (SWITZERLAND) AG | $0.0 | broker-dealer | - |
| CITITRUST BAHAMAS LTD. | $0.0 | trust company | - |
| CITIBANK, N.A., SINGAPORE BRANCH | $0.0 | - | |
| CITIBANK (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| SPILKEVITZ, SCOTT, PERRY | CHIEF COMPLIANCE OFFICER |
| ODONNELL, DANIEL, GLENN | CHIEF EXECUTIVE OFFICER |
| GILLIGAN, TRUDI | CHIEF LEGAL OFFICER |
| BUSTELO ARRECHEA, MAITE | AML COMPLIANCE OFFICER |
| ELOFIR, MEHDI | CHIEF OPERATING OFFICER |
| RINDOS, SCOTT | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $22.2 | $0.0 | 0% | 98 | 0 | 0% |
| 2024-04-02 | $20.6 | $1.5 | 7% | 98 | 0 | 0% |
| 2023-04-04 | $18.5 | $3.7 | 20% | 95 | 3 | 3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, TX-04/08/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV