AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
9 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
PAMELA FITZPATRICK | COOKEVILLE | TN | S66|2013-06-07 | ||||||
DAVID STITES | COOKEVILLE | TN | S66|2015-02-12 | CERTIFIED FINANCIAL PLANNER | |||||
CHRIS WAKEFIELD | COOKEVILLE | TN | S66|2013-09-06 | ||||||
TRAVIS GIFFEY | COOKEVILLE | TN | S66|2006-02-04 | ||||||
STEPHANIE FLATT | COOKEVILLE | TN | S66|2007-05-17 | ||||||
JOHN KENT | COOKEVILLE | TN | S66|2002-01-07 | ||||||
JAMES CANNON | COOKEVILLE | TN | S63|1998-12-08|S65|1999-06-16 | ||||||
WILLIAM WEBB | COOKEVILLE | TN | S66|2007-05-07|S63|2015-06-15 | ||||||
JEREMY CORLEY | COOKEVILLE | TN | S66|1999-07-21 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.0 | $0.0 | 0% | 15 | 0 | 0% |
2024-04-02 | $0.3 | -$0.3 | -100% | 15 | 0 | 0% |
2023-04-04 | $0.3 | -$0.3 | -100% | 15 | 0 | 0% |
2022-04-01 | $0.3 | -$0.3 | -100% | 17 | -2 | -12% |
2021-04-05 | $0.2 | -$0.2 | -100% | 17 | -2 | -12% |
2020-04-01 | $0.2 | -$0.2 | -100% | 14 | 1 | 7% |
2019-04-01 | $0.1 | -$0.1 | -100% | 15 | 0 | 0% |
2018-04-02 | $0.1 | -$0.1 | -100% | 15 | 0 | 0% |
2017-04-01 | $0.1 | -$0.1 | -100% | 21 | -6 | -29% |
2016-04-01 | $0.1 | -$0.1 | -100% | 24 | -9 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TN-09/24/2024 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV