AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PAMELA FITZPATRICK | COOKEVILLE | TN | S66|2013-06-07 | ||||||
| DAVID STITES | COOKEVILLE | TN | S66|2015-02-12 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRIS WAKEFIELD | COOKEVILLE | TN | S66|2013-09-06 | ||||||
| TRAVIS GIFFEY | COOKEVILLE | TN | S66|2006-02-04 | ||||||
| STEPHANIE FLATT | COOKEVILLE | TN | S66|2007-05-17 | ||||||
| JOHN KENT | COOKEVILLE | TN | S66|2002-01-07 | ||||||
| JAMES CANNON | COOKEVILLE | TN | S63|1998-12-08|S65|1999-06-16 | ||||||
| WILLIAM WEBB | COOKEVILLE | TN | S66|2007-05-07|S63|2015-06-15 | ||||||
| JEREMY CORLEY | COOKEVILLE | TN | S66|1999-07-21 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $0.3 | -$0.3 | -100% | 15 | 0 | 0% |
| 2023-04-04 | $0.3 | -$0.3 | -100% | 15 | 0 | 0% |
| 2022-04-01 | $0.3 | -$0.3 | -100% | 17 | -2 | -12% |
| 2021-04-05 | $0.2 | -$0.2 | -100% | 17 | -2 | -12% |
| 2020-04-01 | $0.2 | -$0.2 | -100% | 14 | 1 | 7% |
| 2019-04-01 | $0.1 | -$0.1 | -100% | 15 | 0 | 0% |
| 2018-04-02 | $0.1 | -$0.1 | -100% | 15 | 0 | 0% |
| 2017-04-01 | $0.1 | -$0.1 | -100% | 21 | -6 | -29% |
| 2016-04-01 | $0.1 | -$0.1 | -100% | 24 | -9 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TN-09/24/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV