DODGE & COX
Latest filing: Mar 28, 2024 (238 days ago)
AUM
$362,992,567,571
12% change vs. 1 year ago
12% change vs. 3 years ago
27% change vs. 5 years ago
62% change vs. 10 years ago
Employee Count
306
4% change vs. 1 year ago
10% change vs. 3 years ago
23% change vs. 5 years ago
49% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
555 CALIFORNIA STREET, SAN FRANCISCO, CA, UNITED STATES, 94104
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $361.7 |
| Non-Discretionary | $1.3 |
| Total | $363.0 |
| Client | AUM |
|---|---|
| Retail | $6.5 |
| Pooled | $258.5 |
| Institutional | $98.0 |
| Total | $363.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 19 | $0.0 |
| Average Individual AUM | $409,267 | |
| HNW | 341 | $6.5 |
| Average HNW AUM | $19,169,776 | |
| Retail Total | 360 | $6.5 |
| Average Retail AUM | $18,179,638 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $31.1 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $31.0 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $22.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $104.5 |
| Retail SMA AUM | $6.5 |
| Institutional SMA AUM | $98.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 28% | $29.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $8.4 |
| Municipal | 4% | $4.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 36% | $37.6 |
| HY Credit | 2% | $2.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $2.1 |
| Other | 21% | $21.9 |
| Total | 101% | $105.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DODGE & COX WORLDWIDE INVESTMENTS LTD. | $0.0 | - | |
| DODGE & COX (EUROPE) GMBH | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| EMERY, DANA, MORTON | CHAIR, CEO, DIRECTOR, & SHAREHOLDER |
| PRIMAS, KATHERINE, MARIE | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER |
| KAMEDA, ROBERTA, RUMIE WAIYEE | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER |
| HOEFT, DAVID, CLINTON | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER |
| KUO, ROGER, GEORGE | PRESIDENT, DIRECTOR, & SHAREHOLDER |
| STRICKLAND, WILLIAM, WILTON | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER |
| SCOTT, STEPHEN | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY |
| BARRET, PHILIPPE | DIRECTOR, SVP, & SHAREHOLDER |
| JOHNS, LUCINDA, INGLE | DIRECTOR, SVP, & SHAREHOLDER |
| MERTENS, RAYMOND, JOSEPH | DIRECTOR, SVP, & SHAREHOLDER |
| VOORHIS, STEVEN, COERTE | SVP, DIRECTOR OF RESEARCH & SHAREHOLDER |
ADVDB.CO • SOURCE: SEC
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANA EMERY | SAN FRANCISCO | CA | S63|1991-06-12|S65|1996-06-18 | ||||||
| KEVIN JOHNSON | SAN FRANCISCO | CA | S63|2015-08-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $363.0 | $0.0 | 0% | 306 | 0 | 0% |
| 2024-04-02 | $363.0 | $0.0 | 0% | 306 | 0 | 0% |
| 2023-04-04 | $322.9 | $40.1 | 12% | 295 | 11 | 4% |
| 2022-04-01 | $371.3 | -$8.3 | -2% | 289 | 17 | 6% |
| 2021-04-05 | $325.3 | $37.7 | 12% | 277 | 29 | 10% |
| 2020-04-01 | $326.7 | $36.3 | 11% | 270 | 36 | 13% |
| 2019-04-01 | $285.9 | $77.1 | 27% | 248 | 58 | 23% |
| 2018-04-02 | $316.0 | $47.0 | 15% | 243 | 63 | 26% |
| 2017-04-01 | $275.9 | $87.1 | 32% | 236 | 70 | 30% |
| 2016-04-01 | $259.5 | $103.5 | 40% | 224 | 82 | 37% |
| 2015-04-01 | $269.6 | $93.4 | 35% | 210 | 96 | 46% |
| 2014-04-01 | $224.4 | $138.6 | 62% | 205 | 101 | 49% |
| 2013-04-01 | $189.5 | $173.5 | 92% | 195 | 111 | 57% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AR-03/28/2024, AZ-03/29/2016, CA-01/01/1970, CO-03/29/2016, CT-03/31/2011, DC-03/29/2016, DE-11/14/2005, FL-01/09/2002, GA-03/29/2016, HI-03/29/2007, IA-03/29/2016, IL-05/27/1998, IN-03/29/2016, KY-03/29/2016, LA-03/29/2016, MA-03/29/2016, MD-12/19/2001, ME-03/30/2018, MI-03/29/2016, MN-03/29/2016, MO-03/29/2016, MT-03/29/2016, NC-03/29/2016, NE-03/29/2016, NJ-04/13/2016, NM-03/29/2016, NV-11/26/1990, NY-01/07/2003, OH-03/29/2016, OK-03/29/2016, OR-10/22/1974, PA-08/21/2002, RI-03/30/2022, SC-03/29/2016, TX-05/08/1980, UT-03/29/2016, VA-03/29/2016, VT-03/29/2016, WA-03/08/1999, WI-03/29/2016, WV-03/29/2016, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV