FI3 FINANCIAL ADVISORS, LLC
Latest filing: Oct 21, 2024 (187 days ago)
AUM
$791,674,607
0% change vs. 1 year ago
31% change vs. 3 years ago
179% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
18
0% change vs. 1 year ago
80% change vs. 3 years ago
157% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
INDIANAPOLIS, IN
8900 KEYSTONE CROSSING, INDIANAPOLIS, IN, UNITED STATES, 46240
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.1 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 44 | $0.0 |
| Average Individual AUM | $276,115 | |
| HNW | 162 | $0.8 |
| Average HNW AUM | $4,675,003 | |
| Retail Total | 206 | $0.8 |
| Average Retail AUM | $3,735,434 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB | SAN FRANCISCO-CA-USA | $0.5 |
| FIDELITY INVESTMENTS | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 10% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 71% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 8% | $0.1 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AMY HLAVACEK | INDIANAPOLIS | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| ALEXANDER ALESSIA | INDIANAPOLIS | IN | S65|2021-04-05|S63|2021-02-26 | ||||||
| NATHAN KINNEY | INDIANAPOLIS | IN | S65|2019-08-23 | ||||||
| ROBERT SCHAEFER | INDIANAPOLIS | IN | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN SAUDER | INDIANAPOLIS | IN | S65|2017-06-19 | ||||||
| SAMUEL MUSE | INDIANAPOLIS | IN | S65|2015-06-22 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW SIMPSON | INDIANAPOLIS | IN | S65|2003-02-14 | CERTIFIED FINANCIAL PLANNER | |||||
| GARRETT KERN | INDIANAPOLIS | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| IVAN HOFFMAN | INDIANAPOLIS | IN | S65|2001-10-31 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.8 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.0 | 0% | 18 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.1 | 20% | 14 | 4 | 29% |
| 2022-04-01 | $0.6 | $0.2 | 31% | 10 | 8 | 80% |
| 2021-04-05 | $0.3 | $0.5 | 135% | 8 | 10 | 125% |
| 2020-04-01 | $0.3 | $0.5 | 179% | 7 | 11 | 157% |
| 2019-04-01 | $0.2 | $0.6 | 246% | 7 | 11 | 157% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IN, FL-03/31/2022, GA-03/31/2022, IL-10/21/2024, IN-05/14/2018, OH-06/20/2024, TX-12/05/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV