AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $7.3 |
| Non-Discretionary | $0.0 |
| Total | $7.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.4 |
| Institutional | $5.0 |
| Total | $7.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $5.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $4.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $5.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIL INVESTMENT ADVISORS | $9.0 | 111103 | |
| FIDELITY INVESTMENTS CANADA ULC | $0.0 | - | |
| FIL INVESTMENT MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| FIL INVESTMENTS (JAPAN) LIMITED | $0.0 | 110938 | |
| FIL INVESTMENT MANAGEMENT (SINGAPORE) LIMITED | $0.0 | - | |
| FIL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | $0.0 | - | |
| FIL ASSET MANAGEMENT (KOREA) LIMITED | $0.0 | - | |
| FIL LIMITED | $0.0 | - | |
| FIL INVESTMENT SERVICES (UK) LIMITED | $0.0 | - | |
| FIDELITY GESTION | $0.0 | 132718 | |
| FIL FUND MANAGEMENT LIMITED | $0.0 | - | |
| FIL (LUXEMBOURG) S.A | $0.0 | - | |
| FIL PENSIONS MANAGEMENT | $0.0 | - | |
| FIL INVESTMENTS INTERNATIONAL | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| HARLEY, EDWARD | CHIEF COMPLIANCE OFFICER |
| KELLY, VICTORIA, JEANE | DIRECTOR |
| ABBONIZIO, MARIA, ISABELLA | DIRECTOR |
| MCCAFFERY, ANDREW | DIRECTOR |
| PALMER, MALCOLM | DIRECTOR |
| BOSCHER, ROMAIN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $7.3 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $7.3 | $0.0 | 0% | 13 | 0 | 0% |
| 2023-04-04 | $5.7 | $1.7 | 29% | 17 | -4 | -24% |
| 2022-04-01 | $7.9 | -$0.6 | -7% | 11 | 2 | 18% |
| 2021-04-05 | $7.0 | $0.4 | 5% | 11 | 2 | 18% |
| 2020-04-01 | $5.7 | $1.6 | 29% | 18 | -5 | -28% |
| 2019-04-01 | $5.6 | $1.7 | 31% | 22 | -9 | -41% |
| 2018-04-02 | $5.8 | $1.5 | 26% | 23 | -10 | -43% |
| 2017-04-01 | $4.8 | $2.5 | 52% | 15 | -2 | -13% |
| 2016-04-01 | $6.1 | $1.3 | 21% | 21 | -8 | -38% |
| 2015-04-01 | $6.7 | $0.7 | 10% | 21 | -8 | -38% |
| 2014-04-01 | $6.5 | $0.9 | 14% | 11 | 2 | 18% |
| 2013-04-01 | $5.8 | $1.5 | 26% | 10 | 3 | 30% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV