AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 120 | $0.0 |
| Average Individual AUM | $222,634 | |
| HNW | 3 | $0.0 |
| Average HNW AUM | $1,888,525 | |
| Retail Total | 123 | $0.0 |
| Average Retail AUM | $263,265 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 86% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 11% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. | $124.6 | 136979 | |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | $91.4 | 108260 | |
| BLACKSTONE LIQUID CREDIT ADVISORS I LLC | $39.8 | 152294 | |
| FIRST EAGLE ALTERNATIVE CREDIT, LLC | $19.9 | 150900 | |
| NAPIER PARK GLOBAL CAPITAL (US)LP | $11.7 | 166333 | |
| NAPIER PARK GLOBAL CAPITAL LTD | $5.1 | 157629 | |
| NAPIER PARK SELECT FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK RAILCAR INVESTMENTS III GP LLC | $0.0 | - | |
| FIRST EAGLE ALTERNATIVE CREDIT EU MOA, LTD | $0.0 | - | |
| FIRST EAGLE ALTERNATIVE CREDIT EU, LLC | $0.0 | 298918 | |
| CORSAIR ADVISORS LLC | $0.0 | broker-dealer | 164469 |
| FIRST EAGLE DIRECT LENDING MANAGER III, LLC | $0.0 | 291690 | |
| NAPIER PARK ABS INCOME FUND GP LP | $0.0 | - | |
| FIRST EAGLE DIRECT LENDING FUND I GP LLC | $0.0 | - | |
| CORSAIR PARTNERS MENTOR MANAGEMENT, LTD. | $0.0 | - | |
| LE BREVENT RAILCAR GP LLC | $0.0 | - | |
| NAPIER PARK ABS INCOME FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK MULTI-ASSET FUND I GP LLC | $0.0 | - | |
| NAPIER PARK MUNI GP LLC | $0.0 | - | |
| NAPIER PARK DEEP VALUE FUND III GP LLC | $0.0 | - | |
| NAPIER PARK GLOBAL CAPITAL GMBH | $0.0 | - | |
| NAPIER PARK DEEP VALUE FUND II GP LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC CLO FUND GP HOLDINGS LLC | $0.0 | - | |
| CORSAIR INVESTMENTS, L.P. | $0.0 | - | |
| FEF DISTRIBUTORS, LLC | $0.0 | broker-dealer | 46585 |
| FIRST EAGLE FUND GP, LLC | $0.0 | - | |
| REGATTA LOAN MANAGEMENT LLC | $0.0 | - | |
| OLD LANE INDIA GP LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC LOAN FUND GP LLC | $0.0 | - | |
| FIRST EAGLE DIRECT LENDING FUND III (CAYMAN) GP, LTD | $0.0 | 301710 | |
| FIRST EAGLE CLO EQUITY FUND GP, LLC | $0.0 | 301756 | |
| NAPIER PARK STRATEGIC LOAN FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC CLO FUND GP LP | $0.0 | - | |
| NAPIER PARK SELECT FUND GP LP | $0.0 | - | |
| NAPIER PARK GLOBAL CAPITAL DELAWARE LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
39 active
| Name | Title |
|---|---|
| O'CONNOR, DAVID, PAUL | GENERAL COUNSEL |
| JAYANTI, DHARMA, TEJA IGNACIO | SOLE MEMBER, MEMBER |
| MAHMUD, MEHDI, ASIF | PRESIDENT, CHIEF EXECUTIVE OFFICER |
| BARLING, JAMES, MARTIN | CHIEF COMPLIANCE OFFICER |
| MARGULIES, BRIAN, MICHAEL | CHIEF FINANCIAL OFFICER |
| DOW, MELANIE | CHIEF ADMINISTRATIVE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.3 | $0.0 | 0% | 46 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 0% | 46 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 67% | 48 | -2 | -4% |
| 2022-04-01 | $0.1 | $0.2 | 280% | 12 | 34 | 283% |
| 2021-04-05 | $0.0 | $0.3 | 25724% | 10 | 36 | 360% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 50 | -4 | -8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, AK-03/30/2021, AL-03/30/2021, AR-03/30/2021, AZ-03/30/2021, CA-03/30/2021, CO-03/29/2022, CT-03/30/2021, DC-03/30/2021, DE-03/30/2021, FL-03/30/2021, GA-03/30/2021, HI-03/30/2021, IA-03/30/2021, ID-03/30/2021, IL-03/30/2021, IN-03/30/2021, KS-03/30/2021, KY-03/30/2021, LA-03/30/2021, MA-03/30/2021, MD-03/30/2021, ME-03/30/2021, MI-03/30/2021, MN-03/30/2021, MO-03/30/2021, MS-03/30/2021, MT-03/30/2021, NC-03/30/2021, ND-03/30/2021, NE-03/30/2021, NH-03/30/2021, NJ-04/07/2021, NM-03/30/2021, NV-03/30/2021, NY-07/22/2019, OH-03/30/2021, OK-03/30/2021, OR-03/30/2021, PA-03/30/2021, PR-03/30/2021, RI-03/30/2021, SC-03/30/2021, SD-03/30/2021, TN-03/30/2021, TX-03/30/2021, UT-03/30/2021, VA-03/30/2021, VI-03/30/2021, VT-03/30/2021, WA-03/30/2021, WI-03/30/2021, WV-03/30/2021, WY-03/30/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV