AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.5 |
Total | $0.5 |
Client | AUM |
---|---|
Retail | $0.5 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 149 | $0.1 |
Average Individual AUM | $503,356 | |
HNW | 440 | $0.4 |
Average HNW AUM | $965,909 | |
Retail Total | 589 | $0.5 |
Average Retail AUM | $848,896 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.5 |
Retail SMA AUM | $0.5 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
7 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
DANIEL BECKWITH | PASADENA | CA | S66|2014-12-03 | CERTIFIED FINANCIAL PLANNER | |||||
GREGORY WELBORN | PASADENA | CA | S63|1992-12-02 | ||||||
SCOTT SOMMERS | PASADENA | CA | S63|1991-04-01 | CHARTERED FINANCIAL CONSULTANT | |||||
CHAD GERMANN | PASADENA | CA | S63|2003-09-11|S66|2007-01-18 | ||||||
CHRISTIAN WELBORN | PASADENA | CA | S66|2016-06-30 | ||||||
CHRISTOPHER SIRAGANIAN | PASADENA | CA | S65|2015-10-01 | CERTIFIED FINANCIAL PLANNER | |||||
JOHN GRIESINGER | PASADENA | CA | S63|2006-06-16|S65|2010-06-23 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CA-07/02/2003 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV