FIRSTWAVE FINANCIAL

Latest filing: Mar 28, 2024 (216 days ago)

AUM

$0
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

16
0% change vs. 1 year ago
100% change vs. 3 years ago
45% change vs. 5 years ago
33% change vs. 10 years ago

Main Office

SATELLITE BEACH, FL
1300 HIGHWAY AIA, SATELLITE BEACH, FL, UNITED STATES, 32937

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

3 active

Name Title
CHIESMAN, LAURA, KATHLEEN PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER, SOLE SHAREHOLDER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
LAURA CHIESMAN SATELLITE BEACH FL S63|1994-03-01|S65|1994-03-10 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, FL-02/25/2009, NC-03/29/2023, TX-03/11/2015
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
OTHER ACTIVITIES
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV