FISHER INVESTMENTS
Latest filing: Jul 29, 2024 (115 days ago)
AUM
$276,890,013,440
60% change vs. 1 year ago
73% change vs. 3 years ago
194% change vs. 5 years ago
414% change vs. 10 years ago
Employee Count
3,525
5% change vs. 1 year ago
51% change vs. 3 years ago
102% change vs. 5 years ago
240% change vs. 10 years ago
Main Office
PLANO, TX
6500 INTERNATIONAL PKWY, PLANO, TX, UNITED STATES, 75093-8222
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $276.9 |
| Non-Discretionary | $0.0 |
| Total | $276.9 |
| Client | AUM |
|---|---|
| Retail | $236.0 |
| Pooled | $5.6 |
| Institutional | $35.3 |
| Total | $276.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 68,799 | $44.3 |
| Average Individual AUM | $643,247 | |
| HNW | 91,826 | $191.8 |
| Average HNW AUM | $2,088,650 | |
| Retail Total | 160,625 | $236.0 |
| Average Retail AUM | $1,469,554 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $62.0 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFILED-RI-USA | $47.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $271.3 |
| Retail SMA AUM | $236.0 |
| Institutional SMA AUM | $35.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 92% | $249.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $16.3 |
| Other Pools | 1% | $2.7 |
| Cash | 1% | $2.7 |
| Other | 0% | $0.0 |
| Total | 100% | $271.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FISHER INVESTMENTS JAPAN LIMITED | $0.0 | - | |
| GRUENER FISHER INVESTMENTS GMBH | $0.0 | - | |
| FISHER INVESTMENTS EUROPE LIMITED | $0.0 | - | |
| FISHER INVESTMENTS LUXEMBOURG, SÀRL | $0.0 | - | |
| FISHER INVESTMENTS AUSTRALASIA PTY LTD | $0.0 | - | |
| FISHER INVESTMENTS IRELAND LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| FISHER, KENNETH, LAWRENCE | EXECUTIVE CHAIRMAN, CHAIRMAN BOARD OF MANAGERS, CO-CHIEF INVESTMENT OFFICER, INVESTMENT POLICY COMMITTEE, CO-TRUSTEE |
| SILK, JEFFERY, LEE | VICE CHAIRMAN, CO-CHIEF INVESTMENT OFFICER, INVESTMENT POLICY COMMITTEE |
| ORNANI, DAMIAN, DAVID | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS |
| FISHEL, THOMAS, CHAPMAN | CHIEF COMPLIANCE OFFICER |
| FISHER, NATHAN, C | BOARD OF MANAGERS |
| FISHER, SHERRILYN | CO-TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
2,281 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CLINTON HENDRICKS | PLANO | TX | S66|2018-07-20 | ||||||
| JAMES JOSEPH | PLANO | TX | S63|2012-12-31|S66|2017-07-26 | ||||||
| JESSE ZALK | PLANO | TX | S65|2018-02-15 | ||||||
| JUNIUS WEST | PLANO | TX | S66|2012-08-15 | ||||||
| CODY COMERNISKY | PLANO | TX | S65|2022-02-22 | ||||||
| CHRISTOPHER COPPEDGE | PLANO | TX | S65|2022-10-12 | ||||||
| ELLIOTT GRISHAM | PLANO | TX | S66|2012-08-09 | ||||||
| BRENDAN CAMA | PLANO | TX | S65|2023-12-12 | ||||||
| LAI JIANG | PLANO | TX | S65|2024-03-11 | ||||||
| DAVID LUND | PLANO | TX | S66|2012-05-24 | ||||||
| NATASHA BRADVICA | PLANO | TX | S65|2023-03-20 | ||||||
| DANIEL CARMAN | PLANO | TX | S63|2016-09-08|S65|2024-05-08 | ||||||
| ISABELLA AUGUSTADT | PLANO | TX | S65|2018-06-12 | ||||||
| SEAN FACEY | PLANO | TX | S66|2020-06-10 | ||||||
| ADAM SWANTNER | PLANO | TX | S65|2014-12-23 | ||||||
| MARIA JOSE ANGULO LOHRENGEL | PLANO | TX | S65|2023-04-25 | ||||||
| THOMAS REYNOLDS | PLANO | TX | S63|2013-11-15|S65|2018-08-07 | ||||||
| JACOB RASHID | PLANO | TX | S65|2017-09-25 | ||||||
| MATTHEW DANAHY | PLANO | TX | S63|2016-08-04 | CERTIFIED FINANCIAL PLANNER | |||||
| GERALDO BALDERRAMA | PLANO | TX | S63|2010-05-12|S66|2020-12-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $276.9 | $0.0 | 0% | 3,525 | 0 | 0% |
| 2024-04-02 | $235.9 | $40.9 | 17% | 3,525 | 0 | 0% |
| 2023-04-04 | $173.4 | $103.5 | 60% | 3,349 | 176 | 5% |
| 2022-04-01 | $208.9 | $68.0 | 33% | 2,908 | 617 | 21% |
| 2021-04-05 | $159.6 | $117.3 | 73% | 2,329 | 1,196 | 51% |
| 2020-04-01 | $120.9 | $155.9 | 129% | 3,072 | 453 | 15% |
| 2019-04-01 | $94.1 | $182.8 | 194% | 1,749 | 1,776 | 102% |
| 2018-04-02 | $96.0 | $180.9 | 188% | 1,522 | 2,003 | 132% |
| 2017-04-01 | $71.8 | $205.1 | 286% | 1,359 | 2,166 | 159% |
| 2016-04-01 | $65.4 | $211.4 | 323% | 1,110 | 2,415 | 218% |
| 2015-04-01 | $60.8 | $216.1 | 356% | 1,085 | 2,440 | 225% |
| 2014-04-01 | $53.8 | $223.1 | 414% | 1,036 | 2,489 | 240% |
| 2013-04-01 | $43.9 | $233.0 | 531% | 853 | 2,672 | 313% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-02/28/2001, AL-05/03/1995, AR-08/29/1995, AZ-09/21/1994, CA-01/01/1988, CO-01/01/1999, CT-12/23/1997, DC-10/22/1994, DE-05/05/1995, FL-04/26/1995, GA-04/03/1995, HI-02/28/2001, IA-01/01/2000, ID-06/16/1995, IL-06/07/1988, IN-01/29/2001, KS-06/21/1995, KY-04/11/1995, LA-10/05/2001, MA-06/28/1994, MD-05/19/1995, ME-08/14/1995, MI-01/29/2001, MN-06/21/1989, MO-05/26/1995, MS-12/01/1997, MT-01/01/1995, NC-01/22/2001, ND-05/16/2000, NE-07/31/1997, NH-04/18/1989, NJ-06/06/1995, NM-04/21/1995, NV-04/28/1995, NY-08/24/1995, OH-02/28/2000, OK-01/01/1998, OR-03/31/1997, PA-10/18/1995, PR-05/03/2002, RI-04/12/1995, SC-04/04/1995, SD-04/14/1995, TN-06/12/1995, TX-01/31/1991, UT-01/01/1995, VA-05/31/1988, VI-07/10/2009, VT-06/11/1998, WA-04/27/1995, WI-08/30/1999, WV-05/01/1995, WY-07/03/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV