AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FTI CAPITAL ADVISORS, LLC | $0.0 | broker-dealer | 123434 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| CRITTENDEN, JOHN, CHEROKEE | CHIEF COMPLIANCE OFFICER |
| GRIFFIN, DAVID, MARTIN | SENIOR MANAGING DIRECTOR |
| MORRISON, ANDREW, RICHARD VICTOR | SENIOR MANAGING DIRECTOR |
| LU, CURTIS, PEY-LIN | DIRECTOR |
| FOK, HEI, YU | DIRECTOR |
| LE CORNU, ABBEY, ROSE | SECRETARY |
| BIRTA-MAMMET, LINDA | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 22 | -14 | -64% |
| 2022-04-01 | $0.0 | $0.0 | -100% | 22 | -14 | -64% |
| 2021-04-05 | $0.1 | -$0.1 | -100% | 20 | -12 | -60% |
| 2020-04-01 | $0.1 | -$0.1 | -100% | 11 | -3 | -27% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 14 | -6 | -43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV