GEODE CAPITAL MANAGEMENT, LLC
Latest filing: Aug 13, 2024 (100 days ago)
AUM
$1,062,795,395,069
32% change vs. 1 year ago
56% change vs. 3 years ago
189% change vs. 5 years ago
512% change vs. 10 years ago
Employee Count
161
3% change vs. 1 year ago
31% change vs. 3 years ago
64% change vs. 5 years ago
182% change vs. 10 years ago
Main Office
BOSTON, MA
100 SUMMER STREET, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1,062.8 |
| Non-Discretionary | $0.0 |
| Total | $1,062.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1,056.1 |
| Institutional | $6.6 |
| Total | $1,062.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JP MORGAN CHASE BANK | BOSTON-MA-USA | $3.3 |
| THE MASTER TRUST BANK OF JAPAN, LTD. | MINATO, TOKYO--JPN | $2.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $6.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 95% | $6.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 3% | $0.2 |
| Investment Companies | 1% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $6.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
26 active
| Name | Title |
|---|---|
| MILLER, JEFFREY, STEWART | CHIEF OPERATING OFFICER |
| CORLEY, NOLLY, ELISABETH | TRUSTEE |
| ROCKEFELLER, ARLENE, MARY | DIRECTOR, DIRECTOR |
| KENLY, FRANKLIN, CORNING | DIRECTOR, DIRECTOR |
| ROITER, ERIC, DANIEL | DIRECTOR, DIRECTOR |
| UHRIG, JENNIFER, STONESTREET | DIRECTOR, DIRECTOR |
| CODREANU, SORIN, CHRISTIAN | CHIEF FINANCIAL OFFICER |
| NEVINS, MATTHEW, JOEL | GENERAL COUNSEL |
| BULLEN, PHILIP, LINDSEY | DIRECTOR, DIRECTOR |
| SPRAGUE, THOMAS, MICHAEL | DIRECTOR, DIRECTOR |
| EVEN, MICHAEL, K | DIRECTOR, DIRECTOR |
| KAPOOR, ALOK, KUMAR | DIRECTOR, DIRECTOR |
| LANE, DAVID, KENNETH | PRESIDENT AND CHIEF EXECUTIVE OFFICER |
| CICCONE, MICHAEL, ANTHONY | CHIEF COMPLIANCE OFFICER |
| MCGRAW, GERARD, JOHN | DIRECTOR, DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $1,062.8 | $0.0 | 0% | 161 | 0 | 0% |
| 2024-04-02 | $1,062.8 | $0.0 | 0% | 161 | 0 | 0% |
| 2023-04-04 | $803.5 | $259.3 | 32% | 156 | 5 | 3% |
| 2022-04-01 | $945.5 | $117.3 | 12% | 141 | 20 | 14% |
| 2021-04-05 | $682.1 | $380.7 | 56% | 123 | 38 | 31% |
| 2020-04-01 | $368.1 | $694.7 | 189% | 98 | 63 | 64% |
| 2019-04-01 | $368.1 | $694.7 | 189% | 98 | 63 | 64% |
| 2018-04-02 | $341.3 | $721.4 | 211% | 85 | 76 | 89% |
| 2017-04-01 | $260.9 | $801.9 | 307% | 73 | 88 | 121% |
| 2016-04-01 | $211.5 | $851.3 | 403% | 68 | 93 | 137% |
| 2015-04-01 | $199.3 | $863.5 | 433% | 58 | 103 | 178% |
| 2014-04-01 | $173.6 | $889.2 | 512% | 57 | 104 | 182% |
| 2013-04-01 | $124.0 | $938.8 | 757% | 53 | 108 | 204% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, MA-03/31/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV