AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | $208.8 | 137432 | |
| SECURITY INVESTORS, LLC | $11.3 | 105477 | |
| GUGGENHEIM CORPORATE FUNDING, LLC | $8.0 | 300895 | |
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC | $5.9 | broker-dealer | 39805 |
| GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | $3.3 | 129288 | |
| GUGGENHEIM INVESTMENT ADVISORS, LLC | $0.9 | 108263 | |
| GUGGENHEIM SECURITIES EUROPE LIMITED | $0.0 | broker-dealer | - |
| GUGGENHEIM SECURITIES RESEARCH SERVICES, LLC | $0.0 | - | |
| GUGGENHEIM SECURITIES INTERNATIONAL, LTD. | $0.0 | broker-dealer | - |
| GIM GP, LTD. | $0.0 | - | |
| GUGGENHEIM SECURITIES, LLC | $0.0 | broker-dealer, municipal advisor | 40638 |
| GUGGENHEIM ENERGY, LLC | $0.0 | - | |
| GUGGENHEIM INVESTOR SERVICES, LLC | $0.0 | broker-dealer | 30096 |
| GUGGENHEIM INVESTMENT ADVISORS (EUROPE), LTD. | $0.0 | - | |
| GUGGENHEIM PARTNERS ADVISORS, LLC | $0.0 | 283238 | |
| GS GAMMA MANAGEMENT, LLC | $0.0 | - | |
| GUGGENHEIM PARTNERS MIDDLE EAST LIMITED | $0.0 | broker-dealer | - |
| GUGGENHEIM REAL ESTATE (CA), INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2023-04-04 | $0.3 | -$0.1 | -36% | 4 | 0 | 0% |
| 2022-04-01 | $0.2 | $0.0 | -10% | 4 | 0 | 0% |
| 2021-04-05 | $0.1 | $0.1 | 36% | 5 | -1 | -20% |
| 2020-04-01 | $0.2 | $0.0 | 18% | 7 | -3 | -43% |
| 2019-04-01 | $0.4 | -$0.2 | -55% | 7 | -3 | -43% |
| 2018-04-02 | $0.4 | -$0.2 | -44% | 7 | -3 | -43% |
| 2017-04-01 | $0.4 | -$0.2 | -44% | 6 | -2 | -33% |
| 2016-04-01 | $0.8 | -$0.6 | -75% | 6 | -2 | -33% |
| 2015-04-01 | $1.0 | -$0.8 | -81% | 6 | -2 | -33% |
| 2014-04-01 | $1.1 | -$0.9 | -82% | 6 | -2 | -33% |
| 2013-04-01 | $0.9 | -$0.7 | -77% | 5 | -1 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV