AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.6 |
| Institutional | $0.2 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| HOLOWESKO, MARK, GORDON | DIRECTOR, CEO, CIO |
| CLEARE, GREGORY, PAUL | DIRECTOR, CFO |
| FARRINGTON, RICHARD, SEAN | DIRECTOR, PORTFOLIO MANAGER |
| HOLOWESKO, STEPHEN, GEOFFREY | HEAD TRADER |
| ZYP, KAREN, CATHERINE | CHIEF COMPLIANCE OFFICER |
| JOHNSON, GREG, EUGENE | DIRECTOR |
| FAIR, IAN, DENNIS | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.8 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.0 | 0% | 13 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.1 | 10% | 15 | -2 | -13% |
| 2022-04-01 | $0.8 | $0.0 | -5% | 15 | -2 | -13% |
| 2021-04-05 | $1.1 | -$0.3 | -30% | 15 | -2 | -13% |
| 2020-04-01 | $4.3 | -$3.5 | -82% | 17 | -4 | -24% |
| 2019-04-01 | $3.8 | -$3.0 | -79% | 18 | -5 | -28% |
| 2018-04-02 | $4.7 | -$3.9 | -83% | 18 | -5 | -28% |
| 2017-04-01 | $3.9 | -$3.1 | -80% | 16 | -3 | -19% |
| 2016-04-01 | $3.6 | -$2.8 | -78% | 17 | -4 | -24% |
| 2015-04-01 | $4.0 | -$3.2 | -81% | 17 | -4 | -24% |
| 2014-04-01 | $4.1 | -$3.3 | -81% | 15 | -2 | -13% |
| 2013-04-01 | $2.7 | -$1.9 | -71% | 14 | -1 | -7% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV