AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GREGORY SMITH | CHARLOTTE | NC | S63|1986-11-17|S65|1996-04-24 | CHARTERED FINANCIAL ANALYST | |||||
| ROBERT BANCROFT | CHARLOTTE | NC | S66|2019-10-24 | ||||||
| BRIAN BIEDERMAN | CHARLOTTE | NC | S63|1984-02-24 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.0 | $0.0 | 0% | 245 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 245 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | -100% | 245 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | -100% | 210 | 35 | 17% |
| 2021-04-05 | $0.1 | -$0.1 | -100% | 178 | 67 | 38% |
| 2020-04-01 | $0.1 | -$0.1 | -100% | 137 | 108 | 79% |
| 2019-04-01 | $0.1 | -$0.1 | -100% | 137 | 108 | 79% |
| 2018-04-02 | $0.1 | -$0.1 | -100% | 134 | 111 | 83% |
| 2017-04-01 | $0.1 | -$0.1 | -100% | 117 | 128 | 109% |
| 2016-04-01 | $0.0 | $0.0 | -100% | 104 | 141 | 136% |
| 2015-04-01 | $0.0 | $0.0 | -100% | 82 | 163 | 199% |
| 2014-04-01 | $0.0 | $0.0 | -100% | 61 | 184 | 302% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NC, AL-01/17/2018, AR-10/13/2015, AZ-11/22/2013, CA-11/22/2013, CO-11/22/2013, CT-11/22/2013, FL-11/22/2013, GA-11/22/2013, IA-05/18/2018, ID-10/13/2015, IN-11/22/2013, KS-09/20/2016, LA-03/27/2015, MA-11/22/2013, MD-04/11/2017, MI-11/22/2013, MN-03/28/2016, MO-12/11/2013, MS-09/24/2017, MT-10/13/2015, NC-11/22/2013, ND-08/20/2015, NH-02/17/2017, NJ-12/18/2013, NM-10/13/2015, NV-11/22/2013, NY-11/22/2013, OH-11/22/2013, OK-06/01/2016, OR-10/09/2015, PA-11/22/2013, RI-11/22/2013, SC-08/20/2015, SD-02/20/2015, TN-01/07/2014, TX-11/22/2013, UT-10/13/2015, VA-11/22/2013, WA-05/11/2016, WI-05/11/2016 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV