AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3.1 |
Non-Discretionary | $0.0 |
Total | $3.1 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.9 |
Institutional | $1.2 |
Total | $3.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
BNY MELLON, N.A. | PITTSBURGH-PA-USA | $0.7 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.2 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $1.2 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 99% | $1.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
9 active
Name | Title |
---|---|
VAN HARTE, JEFFREY, SANFORD | MEMBER OF BOARD OF DIRECTORS |
KREIGER, SEAN | CHIEF COMPLIANCE OFFICER |
FERRY, IAN, DANIEL | MEMBER OF BOARD OF DIRECTORS, CHIEF INVESTMENT OFFICER |
BROAD, KENNETH, FARNHAM | MEMBER OF BOARD OF DIRECTORS, CHAIRMAN |
ERICKSEN, CHRISTOPHER, MARTIN | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.1 | $0.0 | 0% | 20 | 0 | 0% |
2024-04-02 | $3.1 | $0.0 | 0% | 20 | 0 | 0% |
2023-04-04 | $3.8 | -$0.7 | -19% | 25 | -5 | -20% |
2022-04-01 | $12.3 | -$9.2 | -75% | 31 | -11 | -35% |
2021-04-05 | $25.5 | -$22.4 | -88% | 28 | -8 | -29% |
2020-04-01 | $19.9 | -$16.8 | -84% | 26 | -6 | -23% |
2019-04-01 | $16.8 | -$13.7 | -81% | 27 | -7 | -26% |
2018-04-02 | $20.2 | -$17.0 | -85% | 26 | -6 | -23% |
2017-04-01 | $22.0 | -$18.8 | -86% | 27 | -7 | -26% |
2016-04-01 | $28.9 | -$25.8 | -89% | 24 | -4 | -17% |
2015-04-01 | $27.8 | -$24.7 | -89% | 19 | 1 | 5% |
2014-04-01 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CA, CA-02/24/2014, NH-03/28/2020, NY-06/02/2014 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV