AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $18.6 |
| Non-Discretionary | $0.6 |
| Total | $19.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $11.2 |
| Institutional | $8.0 |
| Total | $19.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.4 |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | HOUSTON-TX-USA | $0.2 |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | HOUSTON-TX-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $8.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.4 |
| Other | 95% | $7.6 |
| Total | 100% | $8.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $0.0 | 2682 | |
| JEFFERIES LLC | $0.0 | broker-dealer | 2347 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $19.2 | $0.0 | 0% | 122 | 0 | 0% |
| 2024-04-02 | $16.4 | $2.8 | 17% | 112 | 10 | 9% |
| 2023-04-04 | $16.4 | $2.8 | 17% | 119 | 3 | 3% |
| 2022-04-01 | $14.5 | $4.7 | 32% | 104 | 18 | 17% |
| 2021-04-05 | $12.7 | $6.5 | 51% | 82 | 40 | 49% |
| 2020-04-01 | $7.7 | $11.5 | 149% | 79 | 43 | 54% |
| 2019-04-01 | $6.4 | $12.7 | 198% | 75 | 47 | 63% |
| 2018-04-02 | $5.0 | $14.2 | 282% | 62 | 60 | 97% |
| 2017-04-01 | $4.8 | $14.4 | 299% | 51 | 71 | 139% |
| 2016-04-01 | $4.9 | $14.3 | 295% | 88 | 34 | 39% |
| 2015-04-01 | $3.3 | $15.9 | 478% | 82 | 40 | 49% |
| 2014-04-01 | $1.2 | $18.0 | 1567% | 61 | 61 | 100% |
| 2013-04-01 | $0.7 | $18.5 | 2695% | 43 | 79 | 184% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-02/26/2021, CT-02/26/2021, DE-02/26/2021, MA-02/28/2020, NJ-03/24/2020, NY-02/25/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV