JEFFERIES FINANCE LLC

Latest filing: Feb 29, 2024 (244 days ago)

AUM

$16,411,177,006
0% change vs. 1 year ago
29% change vs. 3 years ago
154% change vs. 5 years ago
1325% change vs. 10 years ago

Employee Count

112
-6% change vs. 1 year ago
37% change vs. 3 years ago
49% change vs. 5 years ago
84% change vs. 10 years ago

Main Office

NEW YORK, NY
520 MADISON AVENUE, NEW YORK, NY, UNITED STATES, 10022-4356

Client AUM

Discretion AUM
Discretionary $15.7
Non-Discretionary $0.7
Total $16.4
Client AUM
Retail $0.0
Pooled $10.4
Institutional $6.0
Total $16.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $0.4
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON-TX-USA $0.2
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON-TX-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $6.0
Retail SMA AUM $0.0
Institutional SMA AUM $6.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 16% $1.0
Other 84% $5.0
Total 100% $6.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY $0.0 2682
JEFFERIES LLC $0.0 broker-dealer 2347

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
HESS, EDMUND, JOSEPH COO/MANAGING DIRECTOR
RAPINO, DANIEL CHIEF ACCOUNTING OFFICER
BRADY, THOMAS, G PRESIDENT
KLEPACK, ADAM GENERAL COUNSEL
GRENVILLE, THOMAS CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $16.4 $0.0 0% 112 0 0%
2024-04-02 $16.4 $0.0 0% 112 0 0%
2023-04-04 $16.4 $0.1 0% 119 -7 -6%
2022-04-01 $14.5 $1.9 13% 104 8 8%
2021-04-05 $12.7 $3.7 29% 82 30 37%
2020-04-01 $7.7 $8.7 113% 79 33 42%
2019-04-01 $6.4 $10.0 154% 75 37 49%
2018-04-02 $5.0 $11.4 226% 62 50 81%
2017-04-01 $4.8 $11.6 241% 51 61 120%
2016-04-01 $4.9 $11.6 238% 88 24 27%
2015-04-01 $3.3 $13.1 394% 82 30 37%
2014-04-01 $1.2 $15.3 1325% 61 51 84%
2013-04-01 $0.7 $15.7 2290% 43 69 160%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, CA-02/26/2021, CT-02/26/2021, DE-02/26/2021, MA-02/28/2020, NJ-03/24/2020, NY-02/25/2022
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV