AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $15.7 |
| Non-Discretionary | $0.7 |
| Total | $16.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $10.4 |
| Institutional | $6.0 |
| Total | $16.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.4 |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | HOUSTON-TX-USA | $0.2 |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | HOUSTON-TX-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $6.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 16% | $1.0 |
| Other | 84% | $5.0 |
| Total | 100% | $6.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $0.0 | 2682 | |
| JEFFERIES LLC | $0.0 | broker-dealer | 2347 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $16.4 | $0.0 | 0% | 112 | 0 | 0% |
| 2024-04-02 | $16.4 | $0.0 | 0% | 112 | 0 | 0% |
| 2023-04-04 | $16.4 | $0.1 | 0% | 119 | -7 | -6% |
| 2022-04-01 | $14.5 | $1.9 | 13% | 104 | 8 | 8% |
| 2021-04-05 | $12.7 | $3.7 | 29% | 82 | 30 | 37% |
| 2020-04-01 | $7.7 | $8.7 | 113% | 79 | 33 | 42% |
| 2019-04-01 | $6.4 | $10.0 | 154% | 75 | 37 | 49% |
| 2018-04-02 | $5.0 | $11.4 | 226% | 62 | 50 | 81% |
| 2017-04-01 | $4.8 | $11.6 | 241% | 51 | 61 | 120% |
| 2016-04-01 | $4.9 | $11.6 | 238% | 88 | 24 | 27% |
| 2015-04-01 | $3.3 | $13.1 | 394% | 82 | 30 | 37% |
| 2014-04-01 | $1.2 | $15.3 | 1325% | 61 | 51 | 84% |
| 2013-04-01 | $0.7 | $15.7 | 2290% | 43 | 69 | 160% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-02/26/2021, CT-02/26/2021, DE-02/26/2021, MA-02/28/2020, NJ-03/24/2020, NY-02/25/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV