J.M. FORBES & CO. LLP
Latest filing: Mar 20, 2024 (394 days ago)
AUM
$1,193,376,004
0% change vs. 1 year ago
2% change vs. 3 years ago
20% change vs. 5 years ago
93% change vs. 10 years ago
Employee Count
20
0% change vs. 1 year ago
5% change vs. 3 years ago
11% change vs. 5 years ago
5% change vs. 10 years ago
Main Office
BOSTON, MA
121 MOUNT VERNON STREET, BOSTON, MA, UNITED STATES, 02108
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $1.1 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 656 | $0.2 |
| Average Individual AUM | $264,068 | |
| HNW | 279 | $0.9 |
| Average HNW AUM | $3,224,770 | |
| Retail Total | 935 | $1.1 |
| Average Retail AUM | $1,147,529 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| SEI PRIVATE TRUST COMPANY | OAKS-PA-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 17% | $0.2 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 20% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS BROSNAN | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| ELIZABETH COLT | BOSTON | MA | S65|2020-02-12 | ||||||
| PAUL ELIAS | BOSTON | MA | S65|2005-08-03 | ||||||
| BENJAMIN WADDICOR | BOSTON | MA | S65|2016-09-02 | ||||||
| JEFFREY BERNIER | BOSTON | MA | S63|1999-02-05|S66|2004-03-15 | ||||||
| MALCOLM DAVIDSON | BOSTON | MA | |||||||
| DAVID WARNER | BOSTON | MA | |||||||
| BRACKEN HENDRICKS | BOSTON | MA | S65|2022-06-13 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $1.2 | $0.0 | 0% | 20 | 0 | 0% |
| 2024-04-02 | $1.2 | $0.0 | 0% | 20 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.2 | 17% | 19 | 1 | 5% |
| 2022-04-01 | $1.2 | $0.0 | 2% | 19 | 1 | 5% |
| 2021-04-05 | $1.0 | $0.1 | 14% | 18 | 2 | 11% |
| 2020-04-01 | $1.0 | $0.2 | 20% | 18 | 2 | 11% |
| 2019-04-01 | $0.7 | $0.5 | 68% | 18 | 2 | 11% |
| 2018-04-02 | $0.7 | $0.5 | 66% | 18 | 2 | 11% |
| 2017-04-01 | $0.7 | $0.5 | 82% | 19 | 1 | 5% |
| 2016-04-01 | $0.6 | $0.6 | 92% | 19 | 1 | 5% |
| 2015-04-01 | $0.6 | $0.6 | 93% | 19 | 1 | 5% |
| 2014-04-01 | $0.6 | $0.6 | 103% | 18 | 2 | 11% |
| 2013-04-01 | $0.5 | $0.7 | 134% | 17 | 3 | 18% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-03/31/2005, CO-03/26/2015, DC-03/20/2024, FL-03/25/2022, MA-03/30/2004, ME-03/31/2005, NH-03/31/2005, NY-03/31/2005, RI-03/31/2005, TX-08/07/2007, VT-03/28/2003, WA-03/31/2005, WY-03/30/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV