AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $85.5 |
Non-Discretionary | $0.0 |
Total | $85.5 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $71.5 |
Institutional | $14.0 |
Total | $85.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CITIGROUP GLOBAL MARKETS INC. | NEW YORK-NY-USA | $4.9 |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | COLUMBUS-OH-USA | $3.2 |
STATE STREET CORPORATION | BOSTON-MA-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $14.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $14.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 64% | $9.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 5% | $0.7 |
Municipal | 0% | $0.0 |
Sovereign | 4% | $0.6 |
IG Credit | 10% | $1.4 |
HY Credit | 0% | $0.0 |
Derivatives | 1% | $0.1 |
Investment Companies | 0% | $0.0 |
Other Pools | 11% | $1.5 |
Cash | 5% | $0.7 |
Other | 0% | $0.0 |
Total | 100% | $14.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
JPMORGAN FUNDS LIMITED | $60.2 | 172045 | |
JPMORGAN INVESTMENT ADVISORS (KOREA) COMPANY LIMITED | $0.0 | - | |
JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | $0.0 | - | |
JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED | $0.0 | - | |
JPMORGAN FUNDS (ASIA) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
EBRAHIM, AYAZ, HATIM | DIRECTOR/MANAGING DIRECTOR |
CHAN, EDWIN, TSUN KAY | DIRECTOR/MANAGING DIRECTOR |
HO, SHAW, YANN | DIRECTOR / MANAGING DIRECTOR |
THOMAS, CHLOE, LOUISE | DIRECTOR/MANAGING DIRECTOR |
WATKINS, DANIEL, JAMES | DIRECTOR/MANAGING DIRECTOR |
CHAN, CHUN KIT | ASSISTANT GENERAL COUNSEL / PRIMARY LEGAL CONTACT |
DEBURCA, STIOFAN, SEAMUS | DIRECTOR / MANAGING DIRECTOR |
NG, KA LI | DIRECTOR / MANAGING DIRECTOR |
TAN AI LI, JACQUELINE | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $85.5 | $0.0 | 0% | 387 | 0 | 0% |
2024-04-02 | $85.5 | $0.0 | 0% | 387 | 0 | 0% |
2023-04-04 | $79.6 | $6.0 | 7% | 387 | 0 | 0% |
2022-04-01 | $101.1 | -$15.6 | -15% | 401 | -14 | -3% |
2021-04-05 | $86.2 | -$0.7 | -1% | 397 | -10 | -3% |
2020-04-01 | $65.2 | $20.3 | 31% | 405 | -18 | -4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV