K2 FINANCIAL INC.
Latest filing: Feb 16, 2025 (62 days ago)
AUM
$161,882,394
5% change vs. 1 year ago
9% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
10
11% change vs. 1 year ago
-9% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
GLENDORA, CA
233 SOUTH GLENDORA AVENUE, GLENDORA, CA, UNITED STATES, 91741
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.1 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 331 | $0.1 |
| Average Individual AUM | $301,986 | |
| HNW | 35 | $0.1 |
| Average HNW AUM | $1,754,725 | |
| Retail Total | 366 | $0.2 |
| Average Retail AUM | $440,909 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| SEI INVESTMENTS DISTRIBUTION CO. | OAKS-PA-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $0.0 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 86% | $0.1 |
| Other Pools | 1% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| K2 SAGE OPTIONS INSURANCE AGENCY, INC. | $0.0 | - | |
| K2 BENEFITS AND INSURANCE SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KYLE DOUTHIT | GLENDORA | CA | S65|2021-08-06 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.2 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 5% | 9 | 1 | 11% |
| 2023-04-04 | $0.1 | $0.0 | 11% | 12 | -2 | -17% |
| 2022-04-01 | $0.1 | $0.0 | 9% | 11 | -1 | -9% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-04/23/2021, HI-02/14/2025, NE-04/23/2021, TX-04/23/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV