KLINGENSTEIN FIELDS ADVISORS

Latest filing: Mar 28, 2024 (216 days ago)

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

7
0% change vs. 1 year ago
40% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
125 PARK AVE, NEW YORK, NY, UNITED STATES, 10017-5529

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 50 $0.0
Average HNW AUM $0
Retail Total 50 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
KLINGENSTEIN, FIELDS & CO., L.P. $4.6 105907
BGWS MANAGEMENT, LLC $0.0 -
K INVESTMENTS MANAGER, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

15 active

Name Title
POLLINGER, KENNETH, DAVID LIMITED PARTNER, CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER, SOLE OWNER, EXECUTOR
FIELDS, KENNETH, HARVEY LIMITED PARTNER AND EXECUTIVE CHAIRMAN, EXECUTOR
CHAMBERS, MARIA CHIEF COMPLIANCE OFFICER
FIELDS, JAMES, WAGNER EXECUTOR, LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER AND PRESIDENT
LEE, YUH-YNG LIMITED PARTNER AND CHIEF FINANCIAL OFFICER
CURRY, SUSAN, H. LIMITED PARTNER AND CHIEF OPERATIONS OFFICER
ROBERTS, JONATHAN LIMITED PARTNER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 7 0 0%
2024-04-02 $0.0 $0.0 0% 7 0 0%
2023-04-04 $0.0 $0.0 0% 7 0 0%
2022-04-01 $0.0 $0.0 0% 5 2 40%
2021-04-05 $0.0 $0.0 0% 5 2 40%
2020-04-01 $0.0 $0.0 0% 5 2 40%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, CA-10/23/2019, FL-03/30/2022, NY-10/23/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV