AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 1 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 1 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
L&B CORE INCOME PARTNERS GP, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
6 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
MARK FARALDO | DALLAS | TX | |||||||
CHRISTINE MULLIS | DALLAS | TX | |||||||
STACIE CROWN | DALLAS | TX | |||||||
DANIEL PLUMLEE | DALLAS | TX | |||||||
GEORGE SMITH | DALLAS | TX | |||||||
ERIC SMITH | DALLAS | TX |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.0 | $0.0 | 0% | 82 | 0 | 0% |
2024-04-02 | $0.0 | $0.0 | 0% | 82 | 0 | 0% |
2023-04-04 | $0.0 | $0.0 | -94% | 71 | 11 | 15% |
2022-04-01 | $0.1 | -$0.1 | -100% | 67 | 15 | 22% |
2021-04-05 | $0.3 | -$0.3 | -100% | 86 | -4 | -5% |
2020-04-01 | $0.3 | -$0.3 | -100% | 85 | -3 | -4% |
2019-04-01 | $0.8 | -$0.8 | -100% | 89 | -7 | -8% |
2018-04-02 | $0.8 | -$0.8 | -100% | 85 | -3 | -4% |
2017-04-01 | $0.7 | -$0.7 | -100% | 87 | -5 | -6% |
2016-04-01 | $0.7 | -$0.7 | -100% | 106 | -24 | -23% |
2015-04-01 | $0.7 | -$0.7 | -100% | 108 | -26 | -24% |
2014-04-01 | $0.7 | -$0.7 | -100% | 105 | -23 | -22% |
2013-04-01 | $0.6 | -$0.6 | -100% | 101 | -19 | -19% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, TX-09/24/2012 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV