LEAR INVESTMENT MANAGEMENT
Latest filing: Nov 12, 2024 (165 days ago)
AUM
$603,954,035
0% change vs. 1 year ago
6% change vs. 3 years ago
319% change vs. 5 years ago
639% change vs. 10 years ago
Employee Count
8
0% change vs. 1 year ago
33% change vs. 3 years ago
167% change vs. 5 years ago
167% change vs. 10 years ago
Main Office
DALLAS, TX
2911 TURTLE CREEK BOULEVARD, DALLAS, TX, UNITED STATES, 75219
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 37 | $0.0 |
| Average Individual AUM | $438,963 | |
| HNW | 101 | $0.2 |
| Average HNW AUM | $2,243,576 | |
| Retail Total | 138 | $0.2 |
| Average Retail AUM | $1,759,730 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 75% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 18% | $0.1 |
| Other Pools | 1% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES SCANLON | DALLAS | TX | S63|1999-05-10|S66|2004-05-25 | ||||||
| GERALD GIRAND | DALLAS | TX | S63|1996-02-07|S65|1999-06-08 | ||||||
| LYNN SANDT | DALLAS | TX | S66|2016-02-04 | ||||||
| FREDERICK LEAR | DALLAS | TX | S63|2001-11-30|S65|1996-11-20 | ||||||
| JAMES WARNER | DALLAS | TX | S63|2003-09-19|S65|2019-05-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.6 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | 0% | 8 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.0 | 5% | 8 | 0 | 0% |
| 2022-04-01 | $0.6 | $0.0 | 6% | 6 | 2 | 33% |
| 2021-04-05 | $0.5 | $0.1 | 21% | 4 | 4 | 100% |
| 2020-04-01 | $0.1 | $0.5 | 319% | 3 | 5 | 167% |
| 2019-04-01 | $0.2 | $0.4 | 272% | 5 | 3 | 60% |
| 2018-04-02 | $0.1 | $0.5 | 362% | 5 | 3 | 60% |
| 2016-04-01 | $0.1 | $0.5 | 596% | 3 | 5 | 167% |
| 2015-04-01 | $0.1 | $0.5 | 639% | 3 | 5 | 167% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, CA-03/30/2023, FL-03/30/2023, MA-08/31/2020, MN-03/17/2022, NY-03/30/2023, TX-07/21/2017, VT-03/30/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV