LEGACY CAPITAL GROUP CALIFORNIA, INC.
Latest filing: Apr 16, 2024 (288 days ago)
AUM
$444,003,481
5% change vs. 1 year ago
29% change vs. 3 years ago
40% change vs. 5 years ago
57% change vs. 10 years ago
Employee Count
18
29% change vs. 1 year ago
29% change vs. 3 years ago
29% change vs. 5 years ago
100% change vs. 10 years ago
Main Office
LOS GATOS, CA
459 MONTEREY AVENUE, LOS GATOS, CA, UNITED STATES, 95030
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 104 | $0.0 |
| Average Individual AUM | $168,544 | |
| HNW | 147 | $0.4 |
| Average HNW AUM | $2,894,962 | |
| Retail Total | 251 | $0.4 |
| Average Retail AUM | $1,765,291 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SAN FRANCISCO-CA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 48% | $0.2 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 15% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 9% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 25% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| REACT INVESTMENT SOLUTIONS, LLC | $0.0 | 150801 | |
| BAER & BUNGER FINANCIAL AND INSURANCE SERVICES, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRENT BUNGER | LOS GATOS | CA | S63|2001-08-22 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHARD BAER | LOS GATOS | CA | S63|1994-12-16 | CERTIFIED FINANCIAL PLANNER | |||||
| SEAN BUXTON | LOS GATOS | CA | S66|2003-12-02|S63|2015-06-01 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-01-02 | $0.4 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.0 | 5% | 14 | 4 | 29% |
| 2023-04-04 | $0.5 | $0.0 | -2% | 14 | 4 | 29% |
| 2022-04-01 | $0.3 | $0.1 | 29% | 14 | 4 | 29% |
| 2021-04-05 | $0.3 | $0.1 | 40% | 15 | 3 | 20% |
| 2020-04-01 | $0.3 | $0.1 | 40% | 14 | 4 | 29% |
| 2019-04-01 | $0.3 | $0.1 | 34% | 13 | 5 | 38% |
| 2018-04-02 | $0.2 | $0.2 | 116% | 15 | 3 | 20% |
| 2017-04-01 | $0.3 | $0.1 | 39% | 14 | 4 | 29% |
| 2016-04-01 | $0.3 | $0.1 | 49% | 14 | 4 | 29% |
| 2015-04-01 | $0.3 | $0.2 | 57% | 9 | 9 | 100% |
| 2014-04-01 | $0.2 | $0.2 | 86% | 7 | 11 | 157% |
| 2013-04-01 | $0.2 | $0.2 | 109% | 7 | 11 | 157% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AR-05/30/2023, AZ-05/30/2023, CA-07/01/1997, CO-05/30/2023, FL-05/30/2023, IN-05/10/2021, TX-05/26/2022, WA-05/30/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV