LGIM AMERICA
Latest filing: Jan 30, 2025 (77 days ago)
AUM
$222,353,891,759
0% change vs. 1 year ago
-22% change vs. 3 years ago
0% change vs. 5 years ago
101% change vs. 10 years ago
Employee Count
286
0% change vs. 1 year ago
9% change vs. 3 years ago
34% change vs. 5 years ago
267% change vs. 10 years ago
Main Office
CHICAGO, IL
71 SOUTH WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $222.1 |
| Non-Discretionary | $0.3 |
| Total | $222.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $47.2 |
| Institutional | $175.2 |
| Total | $222.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CITIBANK N.A. | COLUMBUS-OH-USA | $79.7 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $28.7 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $23.0 |
| STATE STREET BANK AND TRUST COMPANY | CHICAGO-IL-USA | $20.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $175.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $175.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 40% | $70.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 18% | $31.5 |
| Municipal | 1% | $1.8 |
| Sovereign | 0% | $0.0 |
| IG Credit | 33% | $57.8 |
| HY Credit | 4% | $7.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $3.5 |
| Other | 1% | $1.8 |
| Total | 99% | $173.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LGIM INTERNATIONAL LTD | $1.0 | 160966 | |
| LGIM (IRELAND) RISK MANAGEMENT SOLUTIONS PLC | $0.0 | - | |
| LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED | $0.0 | - | |
| LEGAL & GENERAL (UNIT TRUST MANAGERS) LIMITED | $0.0 | - | |
| LEGAL & GENERAL INVESTMENT MANAGEMENT JAPAN KK | $0.0 | - | |
| LEGAL & GENERAL AMERICA INC. | $0.0 | - | |
| LGIM REAL ASSETS (OPERATOR) LIMITED | $0.0 | - | |
| LGIM COMMERCIAL LENDING LIMITED | $0.0 | - | |
| LEGAL & GENERAL INVESTMENT MANAGEMENT ASIA LIMITED | $0.0 | - | |
| LEGAL & GENERAL PROPERTY LIMITED | $0.0 | - | |
| LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| LGIM MANAGERS (EUROPE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| BENDER, JOHN, THOMAS | DIRECTOR |
| RYAN, PATRICK, JOSEPH | CHIEF FINANCIAL OFFICER, DIRECTOR |
| KING, MICHELLE, SYLVIA | DIRECTOR |
| PANOS, BETH ANNE | HEAD OF HUMAN RESOURCES, DIRECTOR |
| ANDREWS, DONALD, OLIVER | HEAD OF CLIENT SOLUTIONS, DIRECTOR |
| ST. CHARLES, KRISTINA, LOIS JEAN | GENERAL COUNSEL |
| GOTTSCHALCH, ALEXIA, KAROLINA | HEAD OF REAL ESTATE EQUITY |
| SHOUP, JASON, B | CHIEF INVESTMENT OFFICER |
| RAFFSTECK, CLAUDE, MICHEL | HEAD OF US OPERATIONS |
| CHICK, MICHAEL, STEPHEN | CHIEF COMPLIANCE OFFICER |
| PROCTER, KERRIGAN, WILLIAM | INTERIM HEAD OF LGIMA |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $222.4 | $0.0 | 0% | 286 | 0 | 0% |
| 2024-04-02 | $222.4 | $0.0 | 0% | 286 | 0 | 0% |
| 2023-04-04 | $209.0 | $13.3 | 6% | 271 | 15 | 6% |
| 2022-04-01 | $286.8 | -$64.5 | -22% | 263 | 23 | 9% |
| 2021-04-05 | $254.0 | -$31.7 | -12% | 222 | 64 | 29% |
| 2020-04-01 | $223.2 | -$0.9 | 0% | 214 | 72 | 34% |
| 2019-04-01 | $183.1 | $39.2 | 21% | 172 | 114 | 66% |
| 2018-04-02 | $178.6 | $43.7 | 24% | 153 | 133 | 87% |
| 2017-04-01 | $142.1 | $80.3 | 56% | 129 | 157 | 122% |
| 2016-04-01 | $119.6 | $102.8 | 86% | 103 | 183 | 178% |
| 2015-04-01 | $110.6 | $111.8 | 101% | 78 | 208 | 267% |
| 2014-04-01 | $40.1 | $182.3 | 455% | 71 | 215 | 303% |
| 2013-04-01 | $32.4 | $190.0 | 587% | 45 | 241 | 536% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CO-03/24/2020, IL-02/06/2012, TX-03/28/2016, WI-03/31/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV