LOCKTON INVESTMENT ADVISORS, LLC

Latest filing: Jul 26, 2024 (252 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

27
-7% change vs. 1 year ago
-79% change vs. 3 years ago
-78% change vs. 5 years ago
-73% change vs. 10 years ago

Main Office

KANSAS CITY, MO
444 W 47TH STREET, KANSAS CITY, MO, UNITED STATES, 64112

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
LOCKTON INVESTMENT SECURITIES, LLC $0.0 broker-dealer 137476

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
CALVERT, CURTIS, NEIL CCO
HARTMAN, KYLE, RANDALL EXECUTIVE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

27 active representatives found, showing 20 random

Name City State Exams Designations
FRANCIS BROOKS KANSAS CITY MO S63|2008-06-14|S65|2010-11-23
DANIEL FOLEY KANSAS CITY MO S66|2008-04-28|S65|2014-06-24
ROBERT CONNOLLY KANSAS CITY MO S65|2013-12-03
MIGUEL LOPEZ KANSAS CITY MO
JAMES DARBY KANSAS CITY MO S63|1994-12-27|S65|2011-12-16
KRIL CUNNINGHAM KANSAS CITY MO
CURTIS CALVERT KANSAS CITY MO
KYLE HARTMAN KANSAS CITY MO S63|2007-01-12|S65|2010-08-17
MATTHEW SWEENEY KANSAS CITY MO S63|2010-08-04|S65|2011-11-30
JASON MAPLES KANSAS CITY MO S63|1992-05-27 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
BRIAN NEARY KANSAS CITY MO S63|2009-05-04|S65|2011-06-06
KEITH MULVIHILL KANSAS CITY MO S63|2000-09-18|S65|2014-02-24
PATRICIA LEE KANSAS CITY MO S63|2010-07-07|S65|2013-10-28
JUDE DONATO KANSAS CITY MO S65|2009-02-23
MICHAEL MONAHAN KANSAS CITY MO S66|2004-12-01|S65|2019-04-30|S63|2019-05-07
ROBERT ANDREW KANSAS CITY MO S63|2011-01-26|S65|2011-12-29
STEPHEN LEVERIDGE KANSAS CITY MO S63|2006-04-11
SEAN DONLIN KANSAS CITY MO S65|2008-10-28|S63|2014-03-28
EDWARD PIERCE KANSAS CITY MO S63|2012-01-12|S65|2012-02-17
ROBERT LINDQUIST KANSAS CITY MO S63|2014-11-13|S66|2020-05-30

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $0.0 $0.0 0% 27 0 0%
2024-04-02 $0.0 $0.0 0% 29 -2 -7%
2023-04-04 $0.0 $0.0 0% 27 0 0%
2022-04-01 $21.6 -$21.6 -100% 128 -101 -79%
2021-04-05 $7.6 -$7.6 -100% 133 -106 -80%
2020-04-01 $5.1 -$5.1 -100% 123 -96 -78%
2019-04-01 $4.2 -$4.2 -100% 104 -77 -74%
2018-04-02 $3.6 -$3.6 -100% 102 -75 -74%
2017-04-01 $0.0 $0.0 0% 106 -79 -75%
2016-04-01 $0.0 $0.0 0% 111 -84 -76%
2015-04-01 $0.0 $0.0 0% 101 -74 -73%
2014-04-01 $0.0 $0.0 0% 88 -61 -69%
2013-04-01 $0.0 $0.0 0% 74 -47 -64%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MO, AK-07/30/2021, AL-07/30/2021, AR-07/30/2021, AZ-06/16/2016, CA-06/18/2007, CO-06/18/2007, CT-12/13/2018, DC-06/18/2007, DE-07/30/2021, FL-07/30/2009, GA-01/02/2008, IA-07/29/2019, ID-12/13/2018, IL-02/22/2008, IN-07/25/2013, KS-07/25/2013, KY-06/16/2016, LA-06/16/2016, MA-07/25/2013, MD-12/02/2009, MI-07/25/2013, MN-06/29/2015, MO-06/18/2007, MT-07/30/2021, NC-07/25/2013, NE-12/14/2016, NJ-06/24/2016, NM-07/30/2021, NV-07/30/2021, NY-01/29/2009, OH-07/25/2013, OK-07/25/2013, OR-07/30/2021, PA-07/25/2013, SC-06/29/2015, TN-06/29/2015, TX-06/18/2007, UT-12/14/2016, VA-07/29/2009, WA-07/25/2013, WI-06/16/2016
ADVISER ACTIVITIES
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV