AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HIGGINBOTHAM INSURANCE AGENCY, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| CARMICHAEL, ROSS | SECRETARY/TREASURER |
| HAAS, ANTHONY, JAMES | VICE PRESIDENT |
| REID, JAMES, RUSSELL | CHAIRMAN |
| KRAUSE, JAMES, ANTHONY | SENIOR VICE PRESIDENT |
| GAUDETTE, GAYLA, BERRY | PRESIDENT AND CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KYLE SCHIELACK | HOUSTON | TX | |||||||
| MATTHEW BUSS | HOUSTON | TX | |||||||
| GEORGE REID | HOUSTON | TX | |||||||
| JAMES LEDBETTER | HOUSTON | TX | S63|1995-04-12 | ||||||
| BRADEN GRIFFITH | HOUSTON | TX | |||||||
| BRYAN PRICE | HOUSTON | TX | |||||||
| JOHN PETROSKY | HOUSTON | TX | S63|2002-09-06 | ||||||
| GAYLA GAUDETTE | HOUSTON | TX | S63|1999-07-02 | ||||||
| JARROD MENDELL | HOUSTON | TX | S65|2018-06-04 | ||||||
| KOBY HACKRADT | HOUSTON | TX | |||||||
| JODY YOUNG | HOUSTON | TX | |||||||
| SHAINA GALLAUGHER | HOUSTON | TX | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 3 | -1 | -33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, LA-12/01/2017, TX-02/06/2004 |
| ADVISER ACTIVITIES |
|
PENSION CONSULTING |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV