MFS INVESTMENT MANAGEMENT
Latest filing: Jan 23, 2025 (83 days ago)
AUM
$454,325,314,664
0% change vs. 1 year ago
-18% change vs. 3 years ago
9% change vs. 5 years ago
55% change vs. 10 years ago
Employee Count
1,300
0% change vs. 1 year ago
18% change vs. 3 years ago
-13% change vs. 5 years ago
30% change vs. 10 years ago
Main Office
BOSTON, MA
111 HUNTINGTON AVENUE, BOSTON, MA, UNITED STATES, 02199-7618
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $432.2 |
| Non-Discretionary | $22.1 |
| Total | $454.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $447.6 |
| Institutional | $6.7 |
| Total | $454.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST CO. | BOSTON-MA-USA | $1.7 |
| SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED | HOBOKEN-NJ-USA | $1.6 |
| BROWN BROTHERS HARRIMAN & CO. | BOSTON-MA-USA | $1.3 |
| JP MORGAN CHASE BANK, N.A. LONDON | LONDON--GBR | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $6.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $6.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.1 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $0.1 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $6.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MFS INSTITUTIONAL ADVISORS INC. | $128.5 | 107144 | |
| SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | $69.5 | 109684 | |
| BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | $24.7 | 111470 | |
| MFS INVESTMENT MANAGEMENT K.K. | $0.0 | broker-dealer | - |
| MFS INVESTMENT MANAGEMENT CANADA LIMITED | $0.0 | broker-dealer | - |
| MFS DO BRASIL DESENVOLVIMENTO DE MERCADO LTDA. | $0.0 | - | |
| BENTALLGREENOAK (CANADA) LIMITED PARTNERSHIP | $0.0 | - | |
| SUN LIFE EVERBRIGHT LIFE INSURANCE COMPANY LIMITED | $0.0 | - | |
| SUN LIFE ASSURANCE COMPANY OF CANADA | $0.0 | - | |
| MFS HERITAGE TRUST COMPANY | $0.0 | trust company | - |
| MFS FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 31052 |
| MFS INTERNATIONAL (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL AUSTRALIA PTY LTD | $0.0 | broker-dealer | - |
| MFS INVESTMENT MANAGEMENT COMPANY (LUX) S.A R.L. | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL (U.K.) LIMITED | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL SINGAPORE PTE. LTD. | $0.0 | - | |
| GO EQUITY GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| KANWAL, AMRIT, BIR-SINGH | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| ROBERGE, MICHAEL, WILLIAM | DIRECTOR, CHAIRMAN OF THE BOARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| HARDIN, HEIDI, WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY |
| STRAIN, KEVIN, D. | DIRECTOR |
| GEREMIA, CAROL, WILLIAM | DIRECTOR AND PRESIDENT |
| LICEA-MAILLOUX, ROSA, ESMERALDA | CHIEF COMPLIANCE OFFICER |
| DOUGHERTY, LINDA, MARIE | DIRECTOR |
| KENNEDY, MELISSA, JANE | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $454.3 | $0.0 | 0% | 1,300 | 0 | 0% |
| 2024-04-02 | $454.3 | $0.0 | 0% | 1,300 | 0 | 0% |
| 2023-04-04 | $417.4 | $36.9 | 9% | 1,200 | 100 | 8% |
| 2022-04-01 | $556.8 | -$102.5 | -18% | 1,100 | 200 | 18% |
| 2021-04-05 | $495.5 | -$41.2 | -8% | 1,500 | -200 | -13% |
| 2020-04-01 | $414.9 | $39.4 | 9% | 1,500 | -200 | -13% |
| 2019-04-01 | $332.7 | $121.6 | 37% | 1,100 | 200 | 18% |
| 2018-04-02 | $377.9 | $76.4 | 20% | 1,100 | 200 | 18% |
| 2017-04-01 | $303.2 | $151.1 | 50% | 1,000 | 300 | 30% |
| 2016-04-01 | $289.9 | $164.4 | 57% | 1,000 | 300 | 30% |
| 2015-04-01 | $293.8 | $160.6 | 55% | 1,000 | 300 | 30% |
| 2014-04-01 | $269.5 | $184.9 | 69% | 1,000 | 300 | 30% |
| 2013-04-01 | $205.5 | $248.9 | 121% | 1,000 | 300 | 30% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CT-03/31/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV