MG&A WEALTH
Latest filing: Jun 07, 2024 (229 days ago)
AUM
$718,512,598
1% change vs. 1 year ago
-6% change vs. 3 years ago
23% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
12
9% change vs. 1 year ago
-8% change vs. 3 years ago
20% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
PLANTATION, FL
8151 PETERS ROAD, PLANTATION, FL, UNITED STATES, 33324
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.0 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 65 | $0.0 |
| Average Individual AUM | $192,308 | |
| HNW | 618 | $0.7 |
| Average HNW AUM | $1,129,197 | |
| Retail Total | 683 | $0.7 |
| Average Retail AUM | $1,040,035 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 35% | $0.3 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 30% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 2% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MG&A WEALTH PR LLC | $0.0 | 328091 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
5 active
| Name | Title |
|---|---|
| BATTAGLIA, TODD, MICHAEL | PRESIDENT/CEO |
| MANGRUM, MALLORY, CURIAN | CHIEF COMPLIANCE OFFICER |
| MCGANN, KEVIN, BERNARD | VICE PRESIDENT/COO |
| O'HALLORAN, JAMES, SEAN | VICE PRESIDENT OF WEALTH MANAGEMENT |
| CALENZANI, HUGO, MANUEL | CIO |
ADVDB.CO • SOURCE: SEC
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SCOTT LAM | PLANTATION | FL | S66|2018-03-16 | CERTIFIED FINANCIAL PLANNER | |||||
| HUGO CALENZANI | PLANTATION | FL | S66|2007-10-11 | ||||||
| SCARLYN LEONARDO | PLANTATION | FL | S66|2024-03-14 | ||||||
| KARINA HINKELMANN | PLANTATION | FL | S65|2018-06-14|S63|2016-06-13 | ||||||
| TODD BATTAGLIA | PLANTATION | FL | S63|1992-01-13|S65|1992-01-17 | ||||||
| JAMES O'HALLORAN | PLANTATION | FL | S63|1997-04-16|S65|2010-05-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.7 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.0 | 0% | 12 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.0 | 1% | 11 | 1 | 9% |
| 2022-04-01 | $0.8 | $0.0 | -5% | 13 | -1 | -8% |
| 2021-04-05 | $0.8 | $0.0 | -6% | 13 | -1 | -8% |
| 2020-04-01 | $0.6 | $0.1 | 12% | 13 | -1 | -8% |
| 2019-04-01 | $0.6 | $0.1 | 23% | 10 | 2 | 20% |
| 2018-04-02 | $0.6 | $0.1 | 26% | 9 | 3 | 33% |
| 2017-04-01 | $0.5 | $0.2 | 53% | 10 | 2 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, CA-08/08/2016, FL-08/08/2016, GA-08/08/2016, NC-08/08/2016, NE-02/27/2020, NJ-08/10/2016, NY-08/08/2016, PR-03/29/2023, TX-08/08/2016, VA-10/25/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV