AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $505.9 |
Non-Discretionary | $0.0 |
Total | $505.9 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $505.0 |
Institutional | $1.0 |
Total | $505.9 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
BANK OF NEW YORK MELLON | LONDON--GBR | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $1.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 100% | $1.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MFI FUNDING LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
36 active
Name | Title |
---|---|
ENGLANDER, ISRAEL, ALEXANDER | CHIEF EXECUTIVE OFFICER, TRUSTEE, MEMBER, TRUSTEE |
MESKIN, MARK, ISRAEL | CHIEF TRADING OFFICER |
SCHWARTZ, MARTIN, ZVI | CHIEF COMPLIANCE OFFICER |
NOVOGRATZ, JOHN, STRUTH | GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS |
RAVIV, GIL, ADAM | GLOBAL GENERAL COUNSEL |
TORGOVNIK, VLADIMIR, NMN | CHIEF INFORMATION OFFICER |
NAGPAL, AJAY, NMN | PRESIDENT AND CHIEF OPERATING OFFICER |
BYRNE, KEVIN, G | CHIEF FINANCIAL OFFICER |
ROHR, GEORGE, (NMN) | TRUSTEE, TRUSTEE, TRUSTEE, MANAGER, MANAGER |
NASH, JOSHUA | TRUSTEE |
SANTORO, PETER, ALPHONSO | GLOBAL HEAD OF EQUITIES |
FLEMING, GREGORY, JAMES | TRUSTEE |
GARON, ROSS, ANDEN | GLOBAL HEAD OF QUANTITATIVE STRATEGIES |
RUSSO, PAUL, MARTIN | CO-CIO AND GLOBAL HEAD OF EQUITIES RISK |
KONARZEWSKI, ROSANNA, ELIZABETH | CHIEF COMMUNICATIONS OFFICER |
VERSCHLEISER, JEFFREY, LOUIS | GLOBAL HEAD OF CREDIT AND MORTGAGE RISK |
ROFEY, SCOTT, M. | GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK |
GMELICH, JUSTIN, GERALD | CO-CIO |
BERKOVITZ, DAN, MICHAEL | VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS |
MAZZELLA, RICHARD, SCOTT | GLOBAL HEAD OF FIXED INCOME |
WIDAWSKY, DANIEL, JONATHAN | CHIEF ADMINISTRATIVE OFFICER |
DEWELL, ANTHONY, PIERRE | GLOBAL HEAD OF COMMODITIES |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $505.9 | $0.0 | 0% | 5,550 | 0 | 0% |
2024-04-02 | $505.9 | $0.0 | 0% | 5,550 | 0 | 0% |
2023-04-04 | $390.6 | $115.3 | 30% | 4,810 | 740 | 15% |
2022-04-01 | $341.0 | $164.9 | 48% | 3,985 | 1,565 | 39% |
2021-04-05 | $295.0 | $210.9 | 71% | 3,430 | 2,120 | 62% |
2020-04-01 | $276.8 | $229.2 | 83% | 3,035 | 2,515 | 83% |
2019-04-01 | $224.6 | $281.4 | 125% | 2,839 | 2,711 | 95% |
2018-04-02 | $202.4 | $303.5 | 150% | 2,443 | 3,107 | 127% |
2017-04-01 | $207.6 | $298.3 | 144% | 2,140 | 3,410 | 159% |
2016-04-01 | $207.9 | $298.1 | 143% | 1,830 | 3,720 | 203% |
2015-04-01 | $181.5 | $324.5 | 179% | 1,625 | 3,925 | 242% |
2014-04-01 | $156.7 | $349.3 | 223% | 1,425 | 4,125 | 289% |
2013-04-01 | $119.0 | $386.9 | 325% | 950 | 4,600 | 484% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AZ-03/31/2023, CA-03/30/2012, CO-03/31/2021, CT-03/30/2012, FL-03/30/2016, GA-03/31/2022, IL-03/30/2012, KY-03/28/2024, MA-03/31/2018, MD-03/30/2016, MI-03/31/2023, MO-03/28/2024, MT-03/28/2024, NC-03/31/2018, NE-03/31/2022, NH-03/30/2012, NJ-03/30/2012, NV-03/28/2024, NY-03/30/2012, OH-03/31/2018, OK-03/31/2022, OR-03/31/2022, PA-03/30/2012, PR-01/08/2021, RI-03/28/2024, SC-03/31/2018, TN-03/28/2024, TX-03/30/2012, UT-01/08/2021, WA-03/31/2021, WI-03/31/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV