AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $396.4 |
| Non-Discretionary | $0.0 |
| Total | $396.4 |
| Client | AUM |
|---|---|
| Retail | $2.4 |
| Pooled | $86.3 |
| Institutional | $307.6 |
| Total | $396.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 35,893 | $2.4 |
| Average Individual AUM | $67,878 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 35,893 | $2.4 |
| Average Retail AUM | $67,878 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE MASTER TRUST BANK OF JAPAN, LTD. | TOKYO--JPN | $319.3 |
| CUSTODY BANK OF JAPAN, LTD. | TOKYO--JPN | $47.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $310.1 |
| Retail SMA AUM | $2.4 |
| Institutional SMA AUM | $307.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 42% | $130.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $21.7 |
| Municipal | 0% | $0.0 |
| Sovereign | 27% | $83.7 |
| IG Credit | 4% | $12.4 |
| HY Credit | 1% | $3.1 |
| Derivatives | 14% | $43.4 |
| Investment Companies | 2% | $6.2 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $9.3 |
| Other | 0% | $0.0 |
| Total | 100% | $310.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| THE MASTER TRUST BANK OF JAPAN, LTD. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $396.4 | $0.0 | 0% | 6,300 | 0 | 0% |
| 2024-04-02 | $379.4 | $16.9 | 4% | 6,500 | -200 | -3% |
| 2023-04-04 | $431.2 | -$34.8 | -8% | 6,500 | -200 | -3% |
| 2022-04-01 | $459.5 | -$63.2 | -14% | 6,500 | -200 | -3% |
| 2021-04-05 | $378.9 | $17.4 | 5% | 6,500 | -200 | -3% |
| 2020-04-01 | $395.6 | $0.8 | 0% | 6,500 | -200 | -3% |
| 2019-04-01 | $440.8 | -$44.4 | -10% | 6,959 | -659 | -9% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REAL ESTATE AGENT INSURANCE AGENT BANK TRUST COMPANY |
ADVDB.CO • SOURCE: SEC FORM ADV