MONORAIL SECURITIES LLC

Latest filing: Sep 03, 2024 (57 days ago)
View on IAPD
Adviser Website

AUM

$146,815
-95% change vs. 1 year ago
-100% change vs. 3 years ago
234% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
-50% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

SARASOTA, FL
3322 BEE RIDGE RD, SARASOTA, FL, UNITED STATES, 34239

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 386 $0.0
Average Individual AUM $380
HNW 0 $0.0
Average HNW AUM $0
Retail Total 386 $0.0
Average Retail AUM $380

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. WESTLAKE-TX-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 100% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
HD MONEY, INC. $0.2 167623
VIMVEST HOLDINGS $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
HIXON, MARGARET, RUCKER MEMBER, OWNER
DICKSON, STUART, KENNETH MANAGING MEMBER, OWNER
DICKSON, PHILLIP, BRUCE MANAGING MEMBER, OWNER
BAILEY, JUSTIN CTO AND MEMBER, ELECTED MANAGER
SADZEWICZ, GERY, JOSEPH CHIEF COMPLIANCE OFFICER
KENNEDY, MARK, JOSEPH ELECTED MANAGER
WARREN, BRIAN ELECTED MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 4 0 0%
2024-04-02 $0.0 $0.0 0% 4 0 0%
2023-04-04 $0.0 $0.0 -95% 8 -4 -50%
2022-04-01 $0.0 $0.0 -94% 3 1 33%
2021-04-05 $0.1 -$0.1 -100% 3 1 33%
2020-04-01 $0.1 -$0.1 -100% 3 1 33%
2019-04-01 $0.0 $0.0 234% 3 1 33%
2018-04-02 $0.0 $0.0 0% 2 2 100%
2017-04-01 $0.0 $0.0 0% 2 2 100%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-05/13/2021, AL-05/13/2021, AR-05/13/2021, AZ-05/13/2021, CA-05/13/2021, CO-05/13/2021, CT-05/13/2021, DC-05/13/2021, DE-05/13/2021, FL-10/18/2016, GA-05/13/2021, HI-05/13/2021, IA-05/13/2021, ID-05/13/2021, IL-05/13/2021, IN-05/13/2021, KS-05/13/2021, KY-05/13/2021, LA-05/13/2021, MA-05/13/2021, MD-05/13/2021, ME-05/13/2021, MI-05/13/2021, MN-05/13/2021, MO-05/13/2021, MS-05/13/2021, MT-05/13/2021, NC-05/13/2021, ND-05/13/2021, NE-05/13/2021, NH-05/13/2021, NJ-05/20/2021, NM-05/13/2021, NV-05/13/2021, NY-05/13/2021, OH-05/13/2021, OK-05/13/2021, OR-05/13/2021, PA-05/13/2021, PR-05/13/2021, RI-05/13/2021, SC-05/13/2021, SD-05/13/2021, TN-05/13/2021, TX-05/13/2021, UT-05/13/2021, VA-05/13/2021, VT-05/13/2021, WA-05/13/2021, WI-05/13/2021, WV-05/13/2021, WY-05/13/2021
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV