AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 386 | $0.0 |
Average Individual AUM | $380 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 386 | $0.0 |
Average Retail AUM | $380 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 100% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
HD MONEY, INC. | $0.2 | 167623 | |
VIMVEST HOLDINGS | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
Name | Title |
---|---|
HIXON, MARGARET, RUCKER | MEMBER, OWNER |
DICKSON, STUART, KENNETH | MANAGING MEMBER, OWNER |
DICKSON, PHILLIP, BRUCE | MANAGING MEMBER, OWNER |
BAILEY, JUSTIN | CTO AND MEMBER, ELECTED MANAGER |
SADZEWICZ, GERY, JOSEPH | CHIEF COMPLIANCE OFFICER |
KENNEDY, MARK, JOSEPH | ELECTED MANAGER |
WARREN, BRIAN | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.0 | $0.0 | 0% | 4 | 0 | 0% |
2024-04-02 | $0.0 | $0.0 | 0% | 4 | 0 | 0% |
2023-04-04 | $0.0 | $0.0 | -95% | 8 | -4 | -50% |
2022-04-01 | $0.0 | $0.0 | -94% | 3 | 1 | 33% |
2021-04-05 | $0.1 | -$0.1 | -100% | 3 | 1 | 33% |
2020-04-01 | $0.1 | -$0.1 | -100% | 3 | 1 | 33% |
2019-04-01 | $0.0 | $0.0 | 234% | 3 | 1 | 33% |
2018-04-02 | $0.0 | $0.0 | 0% | 2 | 2 | 100% |
2017-04-01 | $0.0 | $0.0 | 0% | 2 | 2 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
FL, AK-05/13/2021, AL-05/13/2021, AR-05/13/2021, AZ-05/13/2021, CA-05/13/2021, CO-05/13/2021, CT-05/13/2021, DC-05/13/2021, DE-05/13/2021, FL-10/18/2016, GA-05/13/2021, HI-05/13/2021, IA-05/13/2021, ID-05/13/2021, IL-05/13/2021, IN-05/13/2021, KS-05/13/2021, KY-05/13/2021, LA-05/13/2021, MA-05/13/2021, MD-05/13/2021, ME-05/13/2021, MI-05/13/2021, MN-05/13/2021, MO-05/13/2021, MS-05/13/2021, MT-05/13/2021, NC-05/13/2021, ND-05/13/2021, NE-05/13/2021, NH-05/13/2021, NJ-05/20/2021, NM-05/13/2021, NV-05/13/2021, NY-05/13/2021, OH-05/13/2021, OK-05/13/2021, OR-05/13/2021, PA-05/13/2021, PR-05/13/2021, RI-05/13/2021, SC-05/13/2021, SD-05/13/2021, TN-05/13/2021, TX-05/13/2021, UT-05/13/2021, VA-05/13/2021, VT-05/13/2021, WA-05/13/2021, WI-05/13/2021, WV-05/13/2021, WY-05/13/2021 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV