MOSAIC WEALTH
Latest filing: Mar 24, 2025 (265 days ago)
AUM
$1,638,336,784
14% change vs. 1 year ago
29% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
20
5% change vs. 1 year ago
11% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
ST. LOUIS, MO
1401 S. BRENTWOOD BLVD., ST. LOUIS, MO, UNITED STATES, 63144
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.5 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 406 | $0.2 |
| Average Individual AUM | $547,214 | |
| HNW | 286 | $1.3 |
| Average HNW AUM | $4,622,268 | |
| Retail Total | 692 | $1.5 |
| Average Retail AUM | $2,231,413 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.6 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 9% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 5% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 53% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.1 |
| Other | 5% | $0.1 |
| Total | 99% | $1.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $43.1 | 122258 | |
| SENTINEL BENEFITS GROUP, LLC | $0.0 | - | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| SHIKLES, LARRY, KEITH | SENIOR WEALTH ADVISOR, PRINCIPAL |
| HIGHMARK, DUNCAN, SCOTT | PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| BROWN, MICHELLE, KATHLEEN | DIRECTORY OF CLIENT ADVISORY SERVICES |
| ROTELLO, STEVEN, GREGORY | MANAGING DIRECTOR, SENIOR WEALTH ADVISOR |
ADVDB.CO • SOURCE: SEC
Representatives
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN KNAPP | ST. LOUIS | MO | S66|2009-03-06 | CERTIFIED FINANCIAL PLANNER | |||||
| STEVEN ROTELLO | ST. LOUIS | MO | S66|2000-11-02 | CERTIFIED FINANCIAL PLANNER | |||||
| RAILI CARTER | ST. LOUIS | MO | S65|2021-08-27 | CERTIFIED FINANCIAL PLANNER | |||||
| KEVIN LISCH | ST. LOUIS | MO | S65|2023-11-15 | ||||||
| TYLER CAMPO | ST. LOUIS | MO | S66|2006-08-26 | CHARTERED FINANCIAL CONSULTANT | |||||
| JOSEPH CELLA | ST. LOUIS | MO | S63|2012-09-05|S65|2016-08-10 | ||||||
| LARRY SHIKLES | ST. LOUIS | MO | S63|1994-08-23|S65|1994-08-25 | ||||||
| ROBERT POTTER | ST. LOUIS | MO | S65|2024-05-16 | ||||||
| SARAH WOLK | ST. LOUIS | MO | S63|2010-01-28|S65|2017-05-08 | CERTIFIED FINANCIAL PLANNER | |||||
| GAIL WILD | ST. LOUIS | MO | S63|2000-01-11|S65|2020-06-26 | ||||||
| JAMES STEINER | ST. LOUIS | MO | S66|2013-02-28 | ||||||
| DUNCAN HIGHMARK | ST. LOUIS | MO | S63|1996-02-12|S66|2006-02-13 | CERTIFIED FINANCIAL PLANNER | |||||
| LANCE LEHMANN | ST. LOUIS | MO | S65|2018-04-06|S63|2017-10-19 | CHARTERED FINANCIAL ANALYST | |||||
| MICHELLE BROWN | ST. LOUIS | MO | S63|2001-08-14|S66|2006-02-13 | CERTIFIED FINANCIAL PLANNER | |||||
| BETHANY LEPAGE | ST. LOUIS | MO | S63|2008-12-15|S65|2023-06-01 | ||||||
| JOHN LINTON | ST. LOUIS | MO | S65|2021-03-09 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.6 | $0.0 | 0% | 20 | 0 | 0% |
| 2025-04-21 | $1.6 | $0.0 | 0% | 20 | 0 | 0% |
| 2024-04-02 | $1.4 | $0.2 | 14% | 19 | 1 | 5% |
| 2023-04-04 | $1.2 | $0.4 | 32% | 17 | 3 | 18% |
| 2022-04-01 | $1.3 | $0.4 | 29% | 18 | 2 | 11% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MO, AZ-01/03/2022, CA-11/24/2021, CO-11/24/2021, FL-11/24/2021, IA-09/19/2023, IL-11/24/2021, KS-11/24/2021, LA-11/24/2021, MI-11/24/2021, MO-11/24/2021, NC-11/24/2021, NV-11/24/2021, NY-11/24/2021, OH-11/24/2021, OR-11/24/2021, TX-11/24/2021, WA-06/30/2023, WI-11/24/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV