AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.2 |
Non-Discretionary | $0.0 |
Total | $0.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.2 |
Total | $0.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.2 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.2 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 100% | $0.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
THIRD STAGE INVESTMENT GROUP, LLC | $0.0 | 141951 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
2024-04-02 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
2023-04-04 | $0.2 | $0.0 | 15% | 10 | -4 | -40% |
2022-04-01 | $0.5 | -$0.3 | -55% | 11 | -5 | -45% |
2021-04-05 | $0.4 | -$0.2 | -53% | 12 | -6 | -50% |
2020-04-01 | $0.6 | -$0.4 | -63% | 12 | -6 | -50% |
2019-04-01 | $0.8 | -$0.6 | -76% | 13 | -7 | -54% |
2018-04-02 | $1.0 | -$0.8 | -79% | 13 | -7 | -54% |
2017-04-01 | $0.5 | -$0.3 | -61% | 13 | -7 | -54% |
2016-04-01 | $4.6 | -$4.4 | -96% | 12 | -6 | -50% |
2015-04-01 | $1.0 | -$0.8 | -79% | 7 | -1 | -14% |
2014-04-01 | $0.4 | -$0.2 | -53% | 7 | -1 | -14% |
2013-04-01 | $0.4 | -$0.2 | -46% | 7 | -1 | -14% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
WA, DE-11/02/2009, WA-10/14/2009 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV